| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,873,489 | 28,857,000 | 16.98% | ||
| 2 | Karpus Management, Inc. | 3,061,037 | 22,805,000 | 13.42% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 2,806,733 | 20,910,000 | 12.31% | ||
| 4 | Thomas J. Herzfeld Advisors, Inc. | 1,559,113 | 11,615,000 | 6.84% | ||
| 5 | Gramercy Funds Management LLC | 1,456,745 | 10,853,000 | 6.39% | ||
| 6 | Bulldog Investors, LLP | 1,269,995 | 9,461,000 | 5.57% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 1,268,583 | 9,451,000 | 5.56% | ||
| 8 | MORGAN STANLEY | 1,223,975 | 9,118,000 | 5.37% | ||
| 9 | GOLDMAN SACHS GROUP INC | 830,760 | 6,189,000 | 3.64% | ||
| 10 | CSS LLC/IL | 684,498 | 5,100,000 | 3.00% | ||
| 11 | HSBC HOLDINGS PLC | 452,748 | 3,373,000 | 1.98% | ||
| 12 | Shaker Financial Services, LLC | 425,316 | 3,169,000 | 1.86% | ||
| 13 | GEODE CAPITAL MANAGEMENT, LLC | 425,118 | 3,167,000 | 1.86% | PRN | |
| 14 | MSI Financial Services Inc | 296,740 | 2,211,000 | 1.30% | ||
| 15 | SENTINEL TRUST CO LBA | 251,381 | 1,873,000 | 1.10% | ||
| 16 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 191,130 | 1,426,000 | 0.84% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 187,206 | 1,394,000 | 0.82% | ||
| 18 | ROYAL BANK OF CANADA | 172,944 | 1,288,000 | 0.76% | ||
| 19 | SRH ADVISORS, LLC | 169,095 | 1,260,000 | 0.74% | ||
| 20 | WFG Advisors, LP | 168,389 | 1,254,000 | 0.74% | ||
| 21 | Aviance Capital Partners, LLC | 155,084 | 1,155,000 | 0.68% | ||
| 22 | DALTON GREINER HARTMAN MAHER & CO | 143,722 | 1,071,000 | 0.63% | ||
| 23 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 118,292 | 881,000 | 0.52% | ||
| 24 | RAFFLES ASSOCIATES LP | 102,834 | 766,000 | 0.45% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 99,548 | 742,000 | 0.44% | ||
| 26 | WELLS FARGO & COMPANY/MN | 98,448 | 733,000 | 0.43% | ||
| 27 | Ancora Advisors LLC | 85,432 | 636,000 | 0.37% | ||
| 28 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 81,404 | 606,000 | 0.36% | ||
| 29 | BOSTON PROVIDENT, L.P. | 74,936 | 558,000 | 0.33% | ||
| 30 | Stratos Wealth Partners, LTD. | 73,125 | 545,000 | 0.32% | ||
| 31 | TFS CAPITAL LLC | 72,812 | 542,000 | 0.32% | ||
| 32 | JBF Capital, Inc. | 70,906 | 528,000 | 0.31% | ||
| 33 | LPL Financial LLC | 67,923 | 517,000 | 0.30% | ||
| 34 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 56,584 | 422,000 | 0.25% | ||
| 35 | BAIRD FINANCIAL GROUP, INC. | 55,505 | 414,000 | 0.24% | ||
| 36 | WEDBUSH SECURITIES INC | 45,664 | 340,000 | 0.20% | ||
| 37 | GUGGENHEIM CAPITAL LLC | 41,384 | 308,000 | 0.18% | ||
| 38 | Curi Capital, LLC | 40,129 | 299,000 | 0.18% | ||
| 39 | Sterneck Capital Management, LLC | 38,744 | 289,000 | 0.17% | ||
| 40 | AMERICAN INTERNATIONAL GROUP, INC. | 38,030 | 283,000 | 0.17% | ||
| 41 | UBS Group AG | 37,660 | 281,000 | 0.17% | ||
| 42 | D.A. DAVIDSON & CO. | 37,539 | 279,000 | 0.16% | ||
| 43 | SII INVESTMENTS INC/WI | 34,759 | 260,000 | 0.15% | ||
| 44 | Roundview Capital LLC | 32,373 | 241,000 | 0.14% | ||
| 45 | INVESTMENT HOUSE LLC | 30,325 | 226,000 | 0.13% | ||
| 46 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 27,401 | 204,000 | 0.12% | ||
| 47 | CITIGROUP INC | 24,475 | 182,000 | 0.11% | ||
| 48 | Cambridge Investment Research Advisors, Inc. | 23,488 | 175,000 | 0.10% | ||
| 49 | Context Capital Management, LLC | 23,278 | 173,000 | 0.10% | ||
| 50 | SIGNATUREFD, LLC | 22,582 | 168,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
