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Institutional Investment Manager
Allen Investment Management, LLC
Allen Investment Management, LLC (CIK: 0001326234) incorporated in New York, located at 711 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 217 holdings with a total value of $1,438,920,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 INTERNATIONAL BUSINESS MACHS 1,351 205,000 0.01%
202 INVESCO MUN OPPORTUNITY TR 12,821 191,000 0.01%
203 INVESCO MUN TR 13,124 186,000 0.01%
204 NUVEEN PREM INCOME MUN FD 2 11,937 185,000 0.01%
205 INVESCO TR INVT GRADE MUNS 12,460 185,000 0.01%
206 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 11,135 184,000 0.01%
207 INVESCO QUALITY MUN INCOME T 13,256 183,000 0.01%
208 NUVEEN AMT FREE QLTY MUN INC 11,935 179,000 0.01%
209 WESTERN ASSET EMERGING MKTS 10,451 161,000 0.01%
210 BLACKROCK FLOATING RATE INCO 11,780 155,000 0.01%
211 EATON VANCE LTD DURATION INC 11,569 155,000 0.01%
212 INVESCO DYNAMIC CR OPPORTUNI 13,639 150,000 0.01%
213 NUVEEN FLOATING RATE INCOME 14,441 149,000 0.01%
214 NUVEEN CR STRATEGIES INCOME FD COM SHS 18,171 147,000 0.01%
215 EATON VANCE SR FLTNG RTE TR 11,223 147,000 0.01%
216 INVESCO SR INCOME TR 34,960 146,000 0.01%
217 NUVEEN FLTNG RTE INCM OPP FD 14,122 145,000 0.01%
Page 5 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001172661-17-001726, filed 2017.09.22).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.