| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 842,246 | 12,516,000 | 17.63% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 349,042 | 5,187,000 | 7.31% | ||
| 3 | MORGAN STANLEY | 332,392 | 4,939,000 | 6.96% | ||
| 4 | Fiera Capital Corp | 302,258 | 4,492,000 | 6.33% | ||
| 5 | UBS Group AG | 301,923 | 4,487,000 | 6.32% | ||
| 6 | Advisors Asset Management, Inc. | 268,635 | 3,992,000 | 5.62% | ||
| 7 | NEW VERNON INVESTMENT MANAGEMENT LLC | 261,240 | 3,882,000 | 5.47% | ||
| 8 | BAIRD FINANCIAL GROUP, INC. | 183,322 | 2,724,000 | 3.84% | ||
| 9 | WELLS FARGO & COMPANY/MN | 164,918 | 2,451,000 | 3.45% | ||
| 10 | Tradewinds Capital Management, LLC | 148,229 | 2,203,000 | 3.10% | ||
| 11 | STIFEL FINANCIAL CORP | 142,206 | 2,114,000 | 2.98% | ||
| 12 | VAN ECK ASSOCIATES CORP | 137,457 | 2,043,000 | 2.88% | ||
| 13 | LPL Financial LLC | 100,330 | 1,496,000 | 2.11% | ||
| 14 | NORTHERN CAPITAL MANAGEMENT LLC | 99,665 | 1,481,000 | 2.09% | ||
| 15 | Cambridge Investment Research Advisors, Inc. | 96,072 | 1,428,000 | 2.01% | ||
| 16 | ROYAL BANK OF CANADA | 69,321 | 1,030,000 | 1.45% | ||
| 17 | Cutler Capital Management, LLC | 65,565 | 974,000 | 1.37% | ||
| 18 | NATIONAL PLANNING CORP | 63,500 | 921,000 | 1.30% | ||
| 19 | Raymond James Financial Services Advisors, Inc. | 59,060 | 878,000 | 1.24% | ||
| 20 | Karpus Management, Inc. | 58,621 | 871,000 | 1.23% | ||
| 21 | Nuveen Asset Management, LLC | 58,489 | 869,000 | 1.22% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 54,025 | 803,000 | 1.13% | ||
| 23 | MATHER GROUP, LLC. | 48,526 | 721,000 | 1.02% | ||
| 24 | CITIGROUP INC | 38,500 | 572,000 | 0.81% | ||
| 25 | IFP ADVISORS, INC | 37,940 | 564,000 | 0.79% | ||
| 26 | FIRST TRUST ADVISORS LP | 37,055 | 551,000 | 0.78% | ||
| 27 | Summit Financial Wealth Advisors, LLC | 32,200 | 478,000 | 0.67% | ||
| 28 | SHUFRO ROSE & CO LLC | 31,700 | 471,000 | 0.66% | PRN | |
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 29,536 | 439,000 | 0.62% | ||
| 30 | LAUREL WEALTH ADVISORS, INC. | 23,120 | 344,000 | 0.48% | ||
| 31 | Capital Investment Advisors, LLC | 21,635 | 321,000 | 0.45% | ||
| 32 | ARS Wealth Advisors, LLC | 21,314 | 317,000 | 0.45% | ||
| 33 | BB&T SECURITIES, LLC | 20,730 | 308,000 | 0.43% | ||
| 34 | BLB&B Advisors, LLC | 18,884 | 281,000 | 0.40% | ||
| 35 | Investors Capital Advisory Services | 18,068 | 268,000 | 0.38% | ||
| 36 | Private Advisor Group, LLC | 9,134 | 268,000 | 0.38% | ||
| 37 | RAYMOND JAMES TRUST N.A. | 15,509 | 231,000 | 0.33% | ||
| 38 | STRID GROUP, LLC | 15,000 | 223,000 | 0.31% | ||
| 39 | NWAM LLC | 14,070 | 209,000 | 0.29% | ||
| 40 | WEDBUSH SECURITIES INC | 13,900 | 207,000 | 0.29% | ||
| 41 | Commonwealth Equity Services, Inc | 13,389 | 199,000 | 0.28% | ||
| 42 | RAYMOND JAMES & ASSOCIATES | 12,915 | 192,000 | 0.27% | ||
| 43 | US BANCORP \DE\ | 12,808 | 190,000 | 0.27% | ||
| 44 | Allen Investment Management, LLC | 12,460 | 185,000 | 0.26% | ||
| 45 | KELMAN-LAZAROV, INC. | 12,000 | 179,040 | 0.25% | ||
| 46 | HighTower Advisors, LLC | 11,670 | 174,000 | 0.25% | ||
| 47 | Hilltop Holdings Inc. | 10,880 | 162,000 | 0.23% | ||
| 48 | OPPENHEIMER & CO INC | 10,500 | 156,000 | 0.22% | ||
| 49 | DEUTSCHE BANK AG\ | 9,240 | 137,000 | 0.19% | ||
| 50 | BANK OF MONTREAL /CAN/ | 8,900 | 132,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
