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Institutional Investment Manager
Allen Investment Management, LLC
Allen Investment Management, LLC (CIK: 0001326234) incorporated in New York, located at 711 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003742) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 COMCAST CORP NEW 1,265,399 82,491 6.41%
2 EQUINIX INC 186,625 72,360 5.62%
3 EXPRESS SCRIPTS HLDG CO 937,805 71,086 5.52%
4 SCHLUMBERGER LTD 896,577 70,901 5.51%
5 PRICELINE GRP INC 54,481 68,015 5.28%
6 DANAHER CORP DEL 605,841 61,190 4.75%
7 MOODYS CORP 592,489 55,522 4.31%
8 TRANSDIGM GROUP INC 202,704 53,451 4.15%
9 LABORATORY CORP AMER HLDGS 368,168 47,961 3.72%
10 SCHWAB CHARLES CORP 1,859,371 47,061 3.65%
11 MONSANTO CO NEW 425,027 43,952 3.41%
12 ANHEUSER BUSCH INBEV SA/NV 311,228 40,983 3.18%
13 BERKSHIRE HATHAWAY INC DEL 271,519 39,313 3.05%
14 UNITED PARCEL SERVICE INC 344,665 37,127 2.88%
15 FISERV INC 321,361 34,942 2.71%
16 MICROSOFT CORP 570,176 29,176 2.27%
17 PRESTIGE BRANDS HLDGS INC 485,827 26,915 2.09%
18 DOVER CORP 343,101 23,784 1.85%
19 SELECT SECTOR SPDR TR 338,358 23,090 1.79%
20 LOCKHEED MARTIN CORP 91,601 22,733 1.77%
21 ORACLE CORP 527,261 21,581 1.68%
22 MCKESSON CORP 112,052 20,915 1.62%
23 LOWES COS INC 259,276 20,527 1.59%
24 AMERISOURCEBERGEN CORP 237,678 18,853 1.46%
25 PAYPAL HLDGS INC 510,601 18,642 1.45%
26 S&P GLOBAL INC 150,475 16,140 1.25%
27 ISHARES TR 75,167 8,565 0.67%
28 WAYFAIR INC 200,000 7,800 0.61%
29 AMAZON COM INC 10,828 7,749 0.60%
30 ARES CAPITAL CORP 398,533 5,659 0.44%
31 FACEBOOK INC 47,014 5,373 0.42%
32 JOHNSON & JOHNSON 43,115 5,230 0.41%
33 HOME DEPOT INC 34,401 4,393 0.34%
34 PROCTER AND GAMBLE CO 49,648 4,204 0.33%
35 HCA HOLDINGS INC 53,532 4,122 0.32%
36 EXPEDIA INC DEL 37,885 4,027 0.31%
37 ISHARES TR 37,220 3,958 0.31%
38 VANGUARD STAR FDS 87,015 3,870 0.30%
39 3M CO 21,019 3,681 0.29%
40 ISHARES TR 63,486 3,570 0.28%
41 AMERICAN INTL GROUP INC 65,366 3,457 0.27%
42 VANGUARD INTL EQUITY INDEX F 98,110 3,456 0.27%
43 VANGUARD INTL EQUITY INDEX F 73,879 3,447 0.27%
44 ALASKA AIR GROUP INC 59,011 3,440 0.27%
45 WORKDAY INC 43,030 3,213 0.25%
46 UNITED CONTL HLDGS INC 74,631 3,063 0.24%
47 SIGNET JEWELERS LIMITED 37,049 3,053 0.24%
48 COCA COLA CO 65,236 2,957 0.23%
49 AMERICAN EXPRESS CO 47,789 2,904 0.23%
50 ADVANCED DRAIN SYS INC DEL 105,820 2,896 0.22%
Page 1 of 5
Restatement filing (0001172661-17-001726) filed in 2017.09.22
#
Name
Shares
Value ($)
%
Options
Notes
1 NUVEEN FLTNG RTE INCM OPP FD 14,122 145 0.01%
2 INVESCO SR INCOME TR 34,960 146 0.01%
3 NUVEEN CR STRATEGIES INCOME FD COM SHS 18,171 147 0.01%
4 EATON VANCE SR FLTNG RTE TR 11,223 147 0.01%
5 NUVEEN FLOATING RATE INCOME 14,441 149 0.01%
6 INVESCO DYNAMIC CR OPPORTUNI 13,639 150 0.01%
7 BLACKROCK FLOATING RATE INCO 11,780 155 0.01%
8 EATON VANCE LTD DURATION INC 11,569 155 0.01%
9 WESTERN ASSET EMERGING MKTS 10,451 161 0.01%
10 NUVEEN AMT FREE QLTY MUN INC 11,935 179 0.01%
11 INVESCO QUALITY MUN INCOME T 13,256 183 0.01%
12 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 11,135 184 0.01%
13 NUVEEN PREM INCOME MUN FD 2 11,937 185 0.01%
14 INVESCO TR INVT GRADE MUNS 12,460 185 0.01%
15 INVESCO MUN TR 13,124 186 0.01%
16 INVESCO MUN OPPORTUNITY TR 12,821 191 0.01%
17 INTERNATIONAL BUSINESS MACHS 1,351 205 0.01%
18 DOLLAR TREE INC 2,294 216 0.02%
19 NOBLE CORP PLC 26,507 218 0.02%
20 IONIS PHARMACEUTICALS INC COM 9,505 221 0.02%
21 OWENS-ILLINOIS, INC. 12,531 226 0.02%
22 APPLIED MATLS INC 10,025 240 0.02%
23 ISHARES RUSSELL 2000 GROWTH ETF 1,758 241 0.02%
24 TORTOISE MLP FD INCORPORATED 13,470 249 0.02%
25 Tortoise Egy Infrastruct 8,330 256 0.02%
26 CLEARBRIDGE ENERGY MLP FD INCORPORATED 16,390 261 0.02%
27 PHILLIPS 66 3,318 263 0.02%
28 WESTROCK CO 6,982 271 0.02%
29 STAPLES INC 31,960 275 0.02%
30 ISHARES TR 2,969 278 0.02%
31 GENERAL MTRS CO 9,940 281 0.02%
32 MCDONALDS CORP 2,346 282 0.02%
33 INTEL CORP 8,627 283 0.02%
34 ISHARES TR 5,087 284 0.02%
35 Lloyds Banking Group Plc 95,765 284 0.02%
36 CVR ENERGY INC COM 18,353 284 0.02%
37 KAYNE ANDERSON MLP INVT CO 14,010 285 0.02%
38 BARCLAYS PLC 37,629 286 0.02%
39 ISHARES TR 2,911 292 0.02%
40 XEROX CORP 31,093 295 0.02%
41 Pandora Media Inc 24,599 306 0.02%
42 VANGUARD INDEX FDS 1,600 308 0.02%
43 ABBOTT LABS 8,000 314 0.02%
44 TESORO CORP 4,210 315 0.02%
45 TENET HEALTHCARE CORP 11,492 318 0.02%
46 Alcoa 34,265 318 0.02%
47 TABLEAU SOFTWARE INC 6,554 321 0.02%
48 EXXON MOBIL CORP 3,551 333 0.02%
49 FREEPORT-MCMORAN INC 30,591 341 0.02%
50 ISHARES TR 4,678 348 0.02%
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