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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Portfolio Summary: 2,095 holdings with a total value of $8,922,272,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 Magnum Hunter Resources Corp 12,400 39,000 0.00%
52 SANOFI 48,800 39,000 0.00%
53 EMERALD OIL INC 32,408 39,000 0.00%
54 PLURISTEM THERAPEUTICS INC 16,400 41,000 0.00%
55 EXTREME NETWORKS INC 11,770 42,000 0.00%
56 Rubicon Minerals Corp 44,291 43,000 0.00%
57 NOVAGOLD RES INC 14,980 44,000 0.00%
58 CASTLE BRANDS INC COM 27,000 44,000 0.00%
59 NAVIOS MARITIME HOLDINGS INC 10,711 44,000 0.00%
60 MCDERMOTT INTL INC 15,517 45,000 0.00%
61 CREDIT SUISSE HIGH YIELD BD 17,140 48,000 0.00%
62 PARAMOUNT GOLD & SILVER COR 47,100 48,000 0.00%
63 RELM WIRELESS CORP 10,000 48,000 0.00%
64 XOMA CORP DEL 13,242 48,000 0.00%
65 RIVERVIEW BANCORP INC 10,768 48,000 0.00%
66 EXELIXIS INC 34,360 49,000 0.00%
67 LIFEVANTAGE CORPORATION 39,435 51,000 0.00%
68 NAVIOS MARITIME ACQUIS CORP SHS 14,398 52,000 0.00%
69 SANDRIDGE MISSISSIPPIAN TR I 17,107 52,000 0.00%
70 Capstone Turbine 71,509 53,000 0.00%
71 CYTRX CORP 19,301 53,000 0.00%
72 FEMALE HEALTH CO 13,787 54,000 0.00%
73 TRANSPORTADORA DE GAS SUR 15,982 56,000 0.00%
74 RITE AID CORP 20,000 58,000 0.00%
75 REPUBLIC FIRST BANCORP INC 16,079 60,000 0.00%
76 ADDVANTAGE TECHNOLOGIES GROU 24,785 60,000 0.00%
77 COEUR MNG INC 12,232 63,000 0.00%
78 PENN WEST PETE LTD NEW 30,339 63,000 0.00%
79 ADVANCED MICRO DEVICES INC 23,546 63,000 0.00%
80 ATLANTIC PWR CORP 23,623 64,000 0.00%
81 PROVECTUS 80,500 64,000 0.00%
82 PUTNAM PREMIER INCOME TR 12,663 66,000 0.00%
83 KINROSS GOLD CORP 23,914 67,000 0.00%
84 SUMMER INFANT INC 20,846 68,000 0.00%
85 APPROACH RESOURCES INC 10,628 68,000 0.00%
86 AXOGEN INC 19,036 68,000 0.00%
87 GALECTIN THERAPEUTICS INC COM 20,148 70,000 0.00%
88 SEQUENOM INC 18,925 70,000 0.00%
89 CERUS CORP 11,220 70,000 0.00%
90 Navidea Biopharm Inc 37,802 71,000 0.00%
91 NEOGENOMICS INC 17,000 71,000 0.00%
92 COEUR MNG INC 70,000 71,000 0.00%
93 * LEXICON PHARMACEUTICALS INC COM 78,303 71,000 0.00%
94 Paragon Offshore PLC 26,185 73,000 0.00%
95 OHA INVT CORP 15,858 74,000 0.00%
96 Gastar Exploration, Ltd. 30,900 74,000 0.00%
97 LEAPFROG ENTERPRISES INC 15,942 75,000 0.00%
98 IMMUNOGEN INC 12,502 76,000 0.00%
99 ACTIVE POWER INC COM NEW 42,130 78,000 0.00%
100 LIBERTY ALL STAR EQUITY FD 12,976 78,000 0.00%
Page 2 of 42

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001333978-15-000003, filed 2015.01.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.