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Institutional Investment Manager
INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC (CIK: 0001351904) incorporated in Delaware, located at 212 N 4th St, Bismarck, ND. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004208) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
251 VANGUARD WORLD FD 1,778 232 0.04%
252 EVERSOURCE ENERGY 3,888 231 0.04%
253 NUVEEN INVT MN QTY I 13,670 227 0.04%
254 FIRST TR EXCH TRD ALPHA FD I 8,267 226 0.04%
255 POWERSHARES ETF TRUST 5,013 224 0.04%
256 ISHARES INC 5,194 216 0.04%
257 MCKESSON CORP 1,157 216 0.04%
258 WEC ENERGY GROUP INC 3,289 214 0.04%
259 BARRICK GOLD CORP 10,061 214 0.04%
260 SNAP ON INC 1,357 214 0.04%
261 CHENIERE ENERGY INC 5,390 207 0.04%
262 WHITING PETE CORP NEW 22,277 205 0.04%
263 TIME WARNER INC 2,760 204 0.04%
264 UNDER ARMOUR INC 5,616 204 0.04%
265 GLOBAL X FDS 9,720 203 0.04%
266 FIRST TR SR FLG RTE INCM FD 15,832 202 0.04%
267 ISHARES 3,757 202 0.04%
268 BLACKROCK ENHANCED EQT DIV T 25,076 197 0.04%
269 John Hancock Premium Dividend Fund 11,598 196 0.04%
270 BP PRUDHOE BAY RTY TR 10,407 193 0.04%
271 FIREEYE INC 11,325 186 0.04%
272 NUVEEN AMT FREE MUN CR INC F 10,890 177 0.03%
273 PUTNAM MANAGED MUN INCOME TR 21,556 173 0.03%
274 TECK RESOURCES LTD 13,000 171 0.03%
275 SIRIUS XM HOLDINGS INC 43,120 170 0.03%
276 INVESCO MUN TR 11,739 167 0.03%
277 SPIRIT RLTY CAP INC NEW 13,100 166 0.03%
278 BLACKROCK MUNIASSETS FD INC 10,500 164 0.03%
279 OASIS PETE INC NEW 17,036 161 0.03%
280 VALE S A 31,302 161 0.03%
281 DNP SELECT INCOME FD INC 14,057 148 0.03%
282 NORTHSTAR REALTY EUROPE CORPORATION 15,534 146 0.03%
283 UNITED STATES OIL FUND LP 12,565 144 0.03%
284 TRANSOCEAN LTD 11,794 138 0.03%
285 RITE AID CORP 18,500 136 0.03%
286 ARRAY BIOPHARMA INC 35,995 129 0.02%
287 FRONTIER COMMUNICATIONS CORP 24,221 119 0.02%
288 TWO HBRS INVT CORP 13,917 119 0.02%
289 PIMCO STRATEGIC INCOME FD 11,397 112 0.02%
290 EATON VANCE TAX-MANAGED GLOBAL COM 12,223 104 0.02%
291 OLD SECOND BANCORP INC ILL 14,452 99 0.02%
292 GLOBAL X FDS 11,057 90 0.02%
293 BLACKROCK DEBT STRAT FD INC COM 22,944 81 0.02%
294 TEMPLETON GLOBAL INCOME FD 12,308 78 0.01%
295 WESTERN ASSET MGD HI INCM FD 16,200 77 0.01%
296 NUVEEN SR INCOME FD 12,513 75 0.01%
297 AK STL HLDG CORP 12,800 59 0.01%
298 VANGUARD NAT RES LLC COM UNIT 46,650 57 0.01%
299 SEADRILL LIMITED 16,785 53 0.01%
300 CREDIT SUISSE HIGH YIELD BD 21,200 50 0.01%
Page 6 of 7
Restatement filing (0001085146-16-004384) filed in 2016.08.22
#
Name
Shares
Value ($)
%
Options
Notes
1 INVESTORS REAL 1,619,106 10,472 1.18%
2 SUMMIT HOTEL PPTYS 1,052,944 13,942 1.57%
3 VANGUARD TAX-MANAGED FDS 810,821 28,672 3.22%
4 VEREIT 589,494 5,978 0.67%
5 AT&T INC 370,080 15,984 1.79%
6 FS KKR CAPITAL CORP COM 326,805 2,971 0.33%
7 VANGUARD INDEX FDS 314,561 26,720 3.00%
8 ALTRIA GROUP INC 293,509 20,262 2.28%
9 QUANTA SVCS INC 286,422 6,622 0.74%
10 VANGUARD CHARLOTTE FDS 273,579 15,237 1.71%
11 ISHARES TR 260,953 10,405 1.17%
12 SPDR SER TR 257,225 21,573 2.42%
13 VANGUARD INTL EQUITY INDEX F 240,018 8,441 0.95%
14 MDU RES GROUP INC 237,089 5,690 0.64%
15 VANGUARD INDEX FDS 233,815 25,091 2.82%
16 NUVEEN PREFERRED SECURITIES 222,097 2,057 0.23%
17 FIRST TR VALUE LINE DIVID INSHS 203,552 5,485 0.62%
18 VANGUARD BD INDEX FDS 203,403 16,496 1.85%
19 FORD MTR CO DEL 199,929 2,523 0.28%
20 APPLE INC 182,892 17,509 1.97%
21 PFIZER INC 182,401 6,433 0.72%
22 GENERAL ELECTRIC CO 178,814 5,617 0.63%
23 CALAMOS CONV & HIGH INCOME F 168,867 1,794 0.20%
24 ANNALY CAP MGMT INC 150,828 1,685 0.19%
25 ALPS ETF TR 144,614 1,837 0.21%
26 VERIZON COMMUNICATIONS INC 140,429 7,848 0.88%
27 VANGUARD MORTG-BACK SEC ETF 127,873 6,870 0.77%
28 KINDER MORGAN INC DEL 126,861 2,369 0.27%
29 ISHARES TR 126,840 8,420 0.95%
30 VANGUARD INDEX FDS 124,631 11,027 1.24%
31 ISHARES TR 124,503 6,468 0.73%
32 COCA COLA CO 122,295 5,548 0.62%
33 BANK AMER CORP 122,138 1,620 0.18%
34 FIRST TR MORNINGSTAR DIV LEA 120,216 3,226 0.36%
35 PROCTER AND GAMBLE CO 115,739 9,786 1.10%
36 HEALTHSOUTH CORP 111,261 4,319 0.48%
37 HOSPITALITY PPTYS TR 108,050 3,112 0.35%
38 EXXON MOBIL CORP 106,155 9,945 1.12%
39 ISHARES TR 105,451 11,875 1.33%
40 BLACKROCK FLOATING RATE INCO 105,152 1,362 0.15%
41 BP PLC 102,309 3,643 0.41%
42 ENTERPRISE PRODS PARTNERS L 100,755 2,950 0.33%
43 KEYCORP 100,395 1,111 0.12%
44 INTEL CORP 98,612 3,240 0.36%
45 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 96,977 8,214 0.92%
46 ISHARES TR 95,611 9,597 1.08%
47 VANGUARD SPECIALIZED FUNDS 94,347 7,829 0.88%
48 VANGUARD LONG TERM BOND ETF 94,182 9,246 1.04%
49 VANGUARD INDEX FDS 92,090 10,682 1.20%
50 ASHFORD HOSPITALITY TR INC 91,500 493 0.06%
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