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PIMCO STRATEGIC INCOME FD
PIMCO STRATEGIC INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 43 Institutional holders with a total value of $21,377,291.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 635,171 6,301,000 29.48%
2 Invesco Ltd. 197,009 1,893,000 8.86%
3 MSI Financial Services Inc 176,482 1,696,000 7.93%
4 Commonwealth Equity Services, Inc 166,882 1,604,000 7.50%
5 MORGAN STANLEY 119,628 1,150,000 5.38%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 108,802 1,046,000 4.89%
7 ADVISOR GROUP, INC. 108,464 1,040,000 4.86%
8 Cambridge Investment Research Advisors, Inc. 84,798 815,000 3.81%
9 GUGGENHEIM CAPITAL LLC 68,777 661,000 3.09%
10 BANK OF AMERICA CORP /DE/ 57,839 556,000 2.60%
11 CETERA INVESTMENT ADVISERS 53,973 519,000 2.43%
12 UBS Group AG 50,008 481,000 2.25%
13 Brick & Kyle, Associates 41,720 401,000 1.88%
14 ROYAL BANK OF CANADA 35,914 345,000 1.61%
15 NATIONAL PLANNING CORP 31,680 318,000 1.49%
16 Raymond James Financial Services Advisors, Inc. 27,450 264,000 1.23%
17 STIFEL FINANCIAL CORP 25,010 241,000 1.13%
18 AMERIPRISE FINANCIAL INC 24,414 235,000 1.10%
19 Private Advisor Group, LLC 18,211 181,000 0.85%
20 Kovack Advisors, Inc. 18,552 178,000 0.83%
21 IFP ADVISORS, INC 16,485 158,000 0.74%
22 WELLS FARGO & COMPANY/MN 16,244 157,000 0.73%
23 INVESTMENT CENTERS OF AMERICA INC 12,942 127,000 0.59%
24 Creative Planning 12,076 116,000 0.54%
25 1ST SOURCE BANK 11,750 113,000 0.53%
26 Frontier Wealth Management LLC 11,750 113,000 0.53%
27 Cetera Advisor Networks LLC 11,119 107,000 0.50%
28 Concert Wealth Management Inc. 10,638 102,000 0.48%
29 SII INVESTMENTS INC/WI 10,560 101,000 0.47%
30 ANCHOR INVESTMENT MANAGEMENT, LLC 10,300 98,983 0.46%
31 Clearbridge Investments, LLC 7,394 71,000 0.33%
32 GENEOS WEALTH MANAGEMENT INC. 5,006 48,000 0.22%
33 THRIVENT FINANCIAL FOR LUTHERANS 4,022 40,000 0.19%
34 PNC FINANCIAL SERVICES GROUP, INC. 3,879 38,000 0.18%
35 Clean Yield Group 2,100 20,000 0.09%
36 REILLY FINANCIAL ADVISORS, LLC 1,500 14,000 0.07%
37 FIFTH THIRD BANCORP 1,350 13,000 0.06%
38 PENSERRA CAPITAL MANAGEMENT LLC 442 4,000 0.02%
39 Winslow, Evans & Crocker, Inc. 400 3,844 0.02%
40 Advisory Services Network, LLC 300 3,000 0.01%
41 WOLVERINE TRADING LP /BD 253 2,464 0.01%
42 NEXT Financial Group, Inc 125 1,000 0.00%
43 CITIGROUP INC 150 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.