| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT | 11,523 | 3,000 | 0.00% | ||
| 2 | SEQUENOM INC | 50,000 | 5,000 | 0.00% | Call | |
| 3 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 10,313 | 9,000 | 0.00% | ||
| 4 | GENERAL CABLE CORP DEL NEW | 15,000 | 9,000 | 0.00% | PRN | |
| 5 | NEWMONT MINING CORP SR NT CV1.625 17 | 10,000 | 10,000 | 0.00% | PRN | |
| 6 | QUIDEL CORP | 15,000 | 14,000 | 0.00% | PRN | |
| 7 | AK STL CORP | 20,000 | 14,000 | 0.00% | PRN | |
| 8 | ALASKA COMMUNICATIONS SYS GRP 6.25 05/01/2018 | 15,000 | 15,000 | 0.00% | PRN | |
| 9 | EZCORP INC | 20,000 | 15,000 | 0.00% | PRN | |
| 10 | Abraxas Petroleum Corp | 11,764 | 15,000 | 0.00% | ||
| 11 | NAVISTAR INTL CORP NEW | 20,000 | 15,000 | 0.00% | PRN | |
| 12 | EXCO RESOURCES INC | 20,000 | 15,000 | 0.00% | ||
| 13 | AMEDICA CORP | 50,000 | 16,000 | 0.00% | ||
| 14 | BLUCORA INC | 20,000 | 19,000 | 0.00% | PRN | |
| 15 | Star Bulk Carriers Corp. | 10,000 | 21,000 | 0.00% | ||
| 16 | CYMABAY THERAPEUTICS INC | 12,000 | 23,000 | 0.00% | ||
| 17 | TITAN MACHY INC | 30,000 | 24,000 | 0.00% | PRN | |
| 18 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 25,000 | 25,000 | 0.00% | PRN | |
| 19 | RAIT FINANCIAL TRUST | 25,000 | 25,000 | 0.00% | PRN | |
| 20 | URANIUM ENERGY CORP | 24,500 | 25,000 | 0.00% | ||
| 21 | California Resources Corp | 10,393 | 27,000 | 0.00% | ||
| 22 | TCP INTL HLDGS LTD | 15,000 | 41,000 | 0.00% | ||
| 23 | TRANSENTERIX INC | 20,000 | 45,000 | 0.00% | ||
| 24 | AMBEV SA | 11,083 | 54,000 | 0.00% | ||
| 25 | WILLBROS GROUP INC DEL COM | 47,180 | 59,000 | 0.00% | ||
| 26 | MORGANS HOTEL GROUP CO | 20,000 | 66,000 | 0.00% | ||
| 27 | GRAMERCY PPTY TR | 10,523 | 68,000 | 0.00% | ||
| 28 | REPROS THERAPEUTICS INC | 11,000 | 82,000 | 0.00% | ||
| 29 | Nuveen Quality PFD Income Fd | 10,809 | 85,000 | 0.00% | ||
| 30 | MONOGRAM RESIDENTIAL TR INC COM | 10,000 | 93,000 | 0.00% | ||
| 31 | SPROTT PHYSICAL GOLD TRUST | 13,000 | 119,000 | 0.01% | ||
| 32 | ICICI BANK LIMITED | 14,336 | 120,000 | 0.01% | ||
| 33 | NAVIOS MARITIME PARTNERS L P | 17,150 | 125,000 | 0.01% | ||
| 34 | NUVEEN PFD INCOME OPPORTUN | 13,998 | 126,000 | 0.01% | ||
| 35 | RUBY TUESDAY INC COM | 20,556 | 128,000 | 0.01% | ||
| 36 | CLEARFIELD INC | 10,136 | 136,000 | 0.01% | ||
| 37 | TORTOISE ENERGY INDEPENDENC | 11,124 | 139,000 | 0.01% | ||
| 38 | SEQUENOM INC | 81,000 | 142,000 | 0.01% | ||
| 39 | TG THERAPEUTICS INC COM | 14,431 | 145,000 | 0.01% | ||
| 40 | NUVEEN DIVERSIFIED DIVID I | 14,108 | 146,000 | 0.01% | ||
| 41 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 33,271 | 151,000 | 0.01% | ||
| 42 | CAMECO CORP | 13,025 | 159,000 | 0.01% | ||
| 43 | TRIMBLE INC | 10,735 | 176,000 | 0.01% | ||
| 44 | FS KKR CAPITAL CORP COM | 19,595 | 183,000 | 0.01% | ||
| 45 | BROADSOFT INC | 180,000 | 185,000 | 0.01% | PRN | |
| 46 | STEEL DYNAMICS INC | 10,998 | 189,000 | 0.01% | ||
| 47 | PEOPLES UNITED FINANCIAL INC | 12,150 | 191,000 | 0.01% | ||
| 48 | ROYAL BK SCOTLAND GROUP PLC | 20,000 | 191,000 | 0.01% | ||
| 49 | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC | 13,590 | 193,000 | 0.01% | ||
| 50 | NEW YORK CMNTY BANCORP INC | 10,750 | 194,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-15-005207, filed 2015.11.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
