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FS KKR CAPITAL CORP COM
FS KKR CAPITAL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 149 Institutional holders with a total value of $627,015,884.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Equity Services, Inc 11,031,994 102,818,000 16.40%
2 UBS Group AG 4,442,343 41,402,000 6.60%
3 Clearbridge Investments, LLC 3,809,125 35,501,000 5.66%
4 LPL Financial LLC 3,599,255 34,877,000 5.56%
5 AMERIPRISE FINANCIAL INC 2,526,566 23,538,000 3.75%
6 VSR Financial Services, Inc. 2,408,130 22,444,000 3.58%
7 Neuberger Berman Group LLC 2,358,933 21,985,000 3.51%
8 Muzinich & Co., Inc. 2,227,088 20,066,000 3.20%
9 Cetera Advisors LLC 1,822,739 16,970,000 2.71%
10 Private Advisor Group, LLC 1,816,369 16,929,000 2.70%
11 J.P. Turner & Co Capital Mnagement, LLC 1,699,730 15,843,000 2.53%
12 Cambridge Investment Research Advisors, Inc. 1,659,269 15,464,000 2.47%
13 Cetera Advisor Networks LLC 1,421,281 13,245,000 2.11%
14 M&T BANK CORP 1,268,311 11,822,000 1.89%
15 ALLIANCEBERNSTEIN L.P. 1,172,115 10,924,000 1.74%
16 BlackRock Group LTD 1,123,854 10,474,000 1.67%
17 TORONTO DOMINION BANK 1,112,700 10,370,000 1.65%
18 Arete Wealth Advisors, LLC 997,960 9,301,000 1.48%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 978,440 9,119,000 1.45%
20 MORGAN STANLEY 946,459 8,820,000 1.41%
21 MARINER INDEPENDENT ADVISOR NETWORK, LLC 906,916 8,452,000 1.35%
22 Advisors Asset Management, Inc. 830,743 7,743,000 1.23%
23 AMERICAN INTERNATIONAL GROUP, INC. 763,473 7,115,000 1.13%
24 Canal Capital Management, LLC 762,860 7,109,000 1.13%
25 ING GROEP NV 752,197 6,980,000 1.11%
26 Invesco Ltd. 711,482 6,631,000 1.06%
27 Yorktown Management & Research Co Inc 652,500 6,082,000 0.97%
28 VAN ECK ASSOCIATES CORP 606,431 5,652,000 0.90%
29 Concert Wealth Management Inc. 591,635 5,514,000 0.88% PRN
30 ADVANTAGE INVESTMENT MANAGEMENT, LLC 514,310 4,793,000 0.76%
31 1832 Asset Management L.P. 500,000 4,677,000 0.75%
32 MILLENNIUM MANAGEMENT LLC 429,921 4,007,000 0.64%
33 SII INVESTMENTS INC/WI 412,897 3,850,000 0.61%
34 VOYA FINANCIAL ADVISORS, INC. 425,970 3,838,000 0.61%
35 Financial Management Professionals, Inc. 410,336 3,825,000 0.61%
36 DELPHI FINANCIAL GROUP, INC. 404,200 3,751,000 0.60%
37 NATIONAL PLANNING CORP 363,647 3,564,000 0.57%
38 Stratos Wealth Partners, LTD. 381,720 3,558,000 0.57%
39 First Allied Advisory Services, Inc. 377,752 3,516,000 0.56%
40 TWO SIGMA INVESTMENTS, LP 370,479 3,453,000 0.55%
41 CONFLUENCE INVESTMENT MANAGEMENT LLC 359,832 3,354,000 0.53%
42 INVESTMENT CENTERS OF AMERICA INC 317,689 2,968,000 0.47%
43 Bank of New York Mellon Corp 297,950 2,777,000 0.44%
44 Investors Capital Advisory Services 296,982 2,767,000 0.44%
45 Rehmann Capital Advisory Group 273,604 2,550,000 0.41%
46 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 270,096 2,517,000 0.40%
47 WELLS FARGO & COMPANY/MN 265,368 2,474,000 0.39%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 247,021 2,302,000 0.37%
49 MSI Financial Services Inc 239,407 2,231,000 0.36%
50 NATIXIS ADVISORS, LLC 235,986 2,199,000 0.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.