| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CYTORI THERAPEUTIC INC | 16,000 | 3,000 | 0.00% | ||
| 2 | CITIGROUP INC | 34,200 | 3,000 | 0.00% | ||
| 3 | GENERAL CABLE CORP DEL NEW | 15,000 | 8,000 | 0.00% | PRN | |
| 4 | Star Bulk Carriers Corp. | 10,000 | 8,000 | 0.00% | ||
| 5 | NAVISTAR INTL CORP NEW | 20,000 | 10,000 | 0.00% | PRN | |
| 6 | NEWMONT MINING CORP SR NT CV1.625 17 | 10,000 | 10,000 | 0.00% | PRN | |
| 7 | TORCHLIGHT ENERGY RES INC | 13,826 | 10,000 | 0.00% | ||
| 8 | AK STL CORP | 20,000 | 11,000 | 0.00% | PRN | |
| 9 | California Resources Corp | 10,512 | 11,000 | 0.00% | ||
| 10 | EZCORP INC | 20,000 | 12,000 | 0.00% | PRN | |
| 11 | Abraxas Petroleum Corp | 11,764 | 12,000 | 0.00% | ||
| 12 | QUIDEL CORP | 15,000 | 13,000 | 0.00% | PRN | |
| 13 | ALASKA COMMUNICATIONS SYS GRP 6.25 05/01/2018 | 15,000 | 14,000 | 0.00% | PRN | |
| 14 | BLUCORA INC | 20,000 | 15,000 | 0.00% | PRN | |
| 15 | RAIT FINANCIAL TRUST | 15,000 | 15,000 | 0.00% | PRN | |
| 16 | TITAN MACHY INC | 20,000 | 16,000 | 0.00% | PRN | |
| 17 | UNI PIXEL INC COM NEW | 17,500 | 16,000 | 0.00% | ||
| 18 | EXCO RESOURCES INC | 20,000 | 20,000 | 0.00% | ||
| 19 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 20,000 | 20,000 | 0.00% | PRN | |
| 20 | MORGANS HOTEL GROUP CO | 20,000 | 28,000 | 0.00% | ||
| 21 | CAPITAL PRODUCT PARTNERS L P | 15,000 | 47,000 | 0.00% | ||
| 22 | OCLARO INC | 10,000 | 54,000 | 0.00% | ||
| 23 | LADENBURG THALMAN FIN SVCS I | 25,000 | 63,000 | 0.00% | ||
| 24 | TCP INTL HLDGS LTD | 65,000 | 79,000 | 0.00% | ||
| 25 | WILLBROS GROUP INC DEL COM | 38,752 | 83,000 | 0.00% | ||
| 26 | Nuveen Quality PFD Income Fd | 10,202 | 85,000 | 0.01% | ||
| 27 | TRANSENTERIX INC | 20,000 | 85,000 | 0.01% | ||
| 28 | Gramercy PPTY TR Com | 10,744 | 91,000 | 0.01% | ||
| 29 | MONOGRAM RESIDENTIAL TR INC COM | 10,000 | 99,000 | 0.01% | ||
| 30 | RUBY TUESDAY INC COM | 20,556 | 111,000 | 0.01% | ||
| 31 | AMERICAN MIDSTREAM PARTNERS | 17,050 | 118,000 | 0.01% | ||
| 32 | USA Compression Partners, LP | 10,000 | 118,000 | 0.01% | ||
| 33 | Nomura Holdings Inc | 27,505 | 122,000 | 0.01% | ||
| 34 | NUVEEN PFD INCOME OPPORTUN | 12,998 | 122,000 | 0.01% | ||
| 35 | FS KKR CAPITAL CORP COM | 13,295 | 122,000 | 0.01% | ||
| 36 | ROYAL BK SCOTLAND GROUP PLC | 20,000 | 128,000 | 0.01% | ||
| 37 | SEQUENOM INC | 92,249 | 130,000 | 0.01% | ||
| 38 | TORTOISE ENERGY INDEPENDENC | 11,383 | 130,000 | 0.01% | ||
| 39 | NUVEEN DIVERSIFIED DIVID I | 12,203 | 134,000 | 0.01% | ||
| 40 | FIDUCIARY CLAYMORE MLP OPP F | 12,500 | 137,000 | 0.01% | ||
| 41 | MCDERMOTT INTL INC | 33,500 | 137,000 | 0.01% | ||
| 42 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 29,770 | 137,000 | 0.01% | ||
| 43 | SOUTHWESTERN ENERGY CO | 19,028 | 154,000 | 0.01% | ||
| 44 | TG THERAPEUTICS INC COM | 18,286 | 156,000 | 0.01% | ||
| 45 | ALLIANCE RES PARTNER L P | 13,548 | 158,000 | 0.01% | ||
| 46 | AMARIN CORP PLC | 104,942 | 161,000 | 0.01% | ||
| 47 | BARCLAYS PLC | 18,649 | 161,000 | 0.01% | ||
| 48 | ON DECK CAP INC | 20,776 | 162,000 | 0.01% | ||
| 49 | APOLLO SR FLOATING RATE FD INC COM | 10,747 | 163,000 | 0.01% | ||
| 50 | SPRINT CORP | 48,376 | 168,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-008691, filed 2016.05.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
