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NUVEEN DIVERSIFIED DIVID I
NUVEEN DIVERSIFIED DIVID I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 40 Institutional holders with a total value of $42,365,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 2,016,511 22,061,000 52.07%
2 LPL Financial LLC 214,171 2,296,000 5.42%
3 MORGAN STANLEY 188,713 2,064,000 4.87%
4 Invesco Ltd. 187,997 2,057,000 4.86%
5 GUGGENHEIM CAPITAL LLC 178,003 1,948,000 4.60%
6 WOLVERINE ASSET MANAGEMENT LLC 164,700 1,801,000 4.25%
7 WELLS FARGO & COMPANY/MN 127,511 1,395,000 3.29%
8 PARAMETRIC PORTFOLIO ASSOCIATES LLC 122,038 1,335,000 3.15%
9 FIRST TRUST ADVISORS LP 85,996 941,000 2.22%
10 RAYMOND JAMES & ASSOCIATES 83,224 910,000 2.15%
11 UBS Group AG 81,205 888,000 2.10%
12 Raymond James Financial Services Advisors, Inc. 54,997 602,000 1.42%
13 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 48,427 530,000 1.25%
14 AQR ARBITRAGE LLC 46,440 508,000 1.20%
15 BAIRD FINANCIAL GROUP, INC. 43,075 471,000 1.11%
16 Cetera Advisor Networks LLC 25,643 281,000 0.66%
17 DOLIVER ADVISORS, LP 24,046 263,000 0.62%
18 First Allied Advisory Services, Inc. 22,650 248,000 0.59%
19 OPPENHEIMER & CO INC 21,217 232,000 0.55%
20 BANK OF AMERICA CORP /DE/ 19,243 211,000 0.50%
21 GENEOS WEALTH MANAGEMENT INC. 16,697 182,000 0.43%
22 Saba Capital Management, L.P. 15,767 172,000 0.41%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,245 145,000 0.34%
24 Mariner, LLC 12,203 134,000 0.32%
25 Pekin Hardy Strauss, Inc. 11,350 124,000 0.29%
26 AMERICAN INTERNATIONAL GROUP, INC. 6,314 69,000 0.16%
27 Thomas J. Herzfeld Advisors, Inc. 5,406 59,000 0.14%
28 MSI Financial Services Inc 5,322 58,000 0.14%
29 ENVESTNET ASSET MANAGEMENT INC 5,207 57,000 0.13%
30 CITIGROUP INC 4,621 50,000 0.12%
31 ROYAL BANK OF CANADA 4,384 48,000 0.11%
32 Advisory Services Network, LLC 4,200 46,000 0.11%
33 IFP ADVISORS, INC 3,646 40,000 0.09%
34 HUNTINGTON NATIONAL BANK 3,000 37,000 0.09% PRN
35 Focused Wealth Management, Inc 3,318 36,000 0.08%
36 Creative Planning 2,000 22,000 0.05%
37 US BANCORP \DE\ 1,800 20,000 0.05%
38 DELTA ASSET MANAGEMENT LLC/TN 1,296 14,000 0.03%
39 PNC FINANCIAL SERVICES GROUP, INC. 754 8,000 0.02%
40 PENSERRA CAPITAL MANAGEMENT LLC 212 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.