Dark
Light
System
Security
FS KKR CAPITAL CORP COM
FS KKR CAPITAL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 156 Institutional holders with a total value of $670,706,964.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Equity Services, Inc 11,583,786 106,223,000 15.84%
2 LPL Financial LLC 9,604,792 86,347,000 12.87%
3 BANK OF MONTREAL /CAN/ 2,725,882 24,997,000 3.73%
4 Cambridge Investment Research Advisors, Inc. 2,453,037 22,494,000 3.35%
5 Muzinich & Co., Inc. 2,295,467 21,049,000 3.14%
6 Clearbridge Investments, LLC 2,293,703 21,033,000 3.14%
7 Private Advisor Group, LLC 2,249,914 20,632,000 3.08%
8 VSR Financial Services, Inc. 2,066,512 18,950,000 2.83%
9 UBS Group AG 1,738,502 15,942,000 2.38%
10 Cetera Advisors LLC 1,596,000 14,643,000 2.18%
11 NATIONAL PLANNING CORP 1,478,269 13,467,000 2.01%
12 M&T BANK CORP 1,330,532 12,201,000 1.82%
13 AMERIPRISE FINANCIAL INC 1,264,164 11,653,000 1.74%
14 Cetera Advisor Networks LLC 1,223,348 11,228,000 1.67%
15 BlackRock Group LTD 1,136,993 10,426,000 1.55%
16 ING GROEP NV 1,128,296 10,335,000 1.54%
17 TORONTO DOMINION BANK 1,112,700 10,203,000 1.52%
18 State of New Jersey Common Pension Fund D 1,040,000 9,537,000 1.42%
19 Arete Wealth Advisors, LLC 1,021,230 9,365,000 1.40%
20 AMERICAN INTERNATIONAL GROUP, INC. 960,840 8,811,000 1.31%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 952,680 8,737,000 1.30%
22 MORGAN STANLEY 908,387 8,330,000 1.24%
23 ADVANTAGE INVESTMENT MANAGEMENT, LLC 850,459 7,799,000 1.16%
24 VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 844,000 7,740,000 1.15%
25 1832 Asset Management L.P. 500,000 7,699,000 1.15%
26 Invesco Ltd. 796,021 7,299,000 1.09%
27 Yorktown Management & Research Co Inc 750,000 6,878,000 1.03%
28 Advisors Asset Management, Inc. 727,281 6,669,000 0.99%
29 VAN ECK ASSOCIATES CORP 706,321 6,477,000 0.97%
30 MSI Financial Services Inc 624,049 5,723,000 0.85%
31 ALLIANCEBERNSTEIN L.P. 618,354 5,670,000 0.85%
32 VOYA FINANCIAL ADVISORS, INC. 597,692 5,469,000 0.82%
33 IFP ADVISORS, INC 584,458 5,359,000 0.80%
34 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 560,800 5,143,000 0.77%
35 Concert Wealth Management Inc. 515,078 4,727,000 0.70%
36 Canal Capital Management, LLC 469,794 4,308,000 0.64%
37 INVESTMENT CENTERS OF AMERICA INC 444,924 4,094,000 0.61%
38 MARINER INDEPENDENT ADVISOR NETWORK, LLC 441,410 4,048,000 0.60%
39 SII INVESTMENTS INC/WI 423,529 3,879,000 0.58%
40 CONFLUENCE INVESTMENT MANAGEMENT LLC 407,917 3,741,000 0.56%
41 DELPHI FINANCIAL GROUP, INC. 404,200 3,698,000 0.55%
42 MCKINLEY CAPITAL MANAGEMENT LLC 389,487 3,572,000 0.53%
43 First Allied Advisory Services, Inc. 372,550 3,419,000 0.51%
44 Neuberger Berman Group LLC 362,700 3,326,000 0.50%
45 GUGGENHEIM CAPITAL LLC 352,462 3,232,000 0.48%
46 NATIXIS ADVISORS, LLC 342,587 3,142,000 0.47%
47 Stratos Wealth Partners, LTD. 341,829 3,135,000 0.47%
48 BANK OF AMERICA CORP /DE/ 316,837 2,905,000 0.43%
49 WELLS FARGO & COMPANY/MN 306,897 2,815,000 0.42%
50 Bank of New York Mellon Corp 296,324 2,718,000 0.41%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.