Dark
Light
System
Institutional Investment Manager
Bank of New York Mellon Corp
Bank of New York Mellon Corp (CIK: 0001390777) incorporated in Delaware, registered under State Commercial Banks, located at 240 Greenwich Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,266 holdings with a total value of $336,112,645,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 MITCHAM INDS 17,835 59,000 0.00%
152 Juniper Pharmaceuticals Inc 10,579 59,000 0.00%
153 PERSHING GOLD CORP 13,049 59,000 0.00%
154 SOPHIRIS BIO INC 19,808 61,000 0.00%
155 DEMAND MEDIA INC COM NEW 10,669 61,000 0.00%
156 DATA I O CORP 17,473 61,000 0.00%
157 Life Technologies Corp 19,498 62,000 0.00%
158 S&W SEED CO 12,412 63,000 0.00%
159 ZEDGE INCORPORATED CLASS B 18,424 63,000 0.00%
160 ITERIS INC 17,228 63,000 0.00%
161 BIOLASE INC 36,274 64,000 0.00%
162 CLEARSIGN COMBUSTION CRP 10,752 64,000 0.00%
163 INNOVATIVE SOLUTIONS & SUPPO 20,214 64,000 0.00%
164 DIXIE GROUP INC CL A 12,920 65,000 0.00%
165 Gastar Exploration, Ltd. 77,331 65,000 0.00%
166 RESEARCH FRONTIERS INC 25,685 66,000 0.00%
167 MORGANS HOTEL GROUP CO 32,853 66,000 0.00%
168 KOSS CORP 31,139 67,000 0.00%
169 TRANS WORLD ENTMT CORP 19,561 67,000 0.00%
170 QUMU CORP 30,136 68,000 0.00%
171 MODUSLINK GLOBAL SOLUTIONS I 41,040 68,000 0.00%
172 VOYA PRIME RATE TR 12,890 68,000 0.00%
173 XOMA CORP DEL 149,516 68,000 0.00%
174 Fenix Parts Inc 17,105 68,000 0.00%
175 GENOCEA BIOSCIENCES INC 13,395 69,000 0.00%
176 NOVAGOLD RES INC 12,315 69,000 0.00%
177 CORIUM INTERNATIONAL INC 12,322 69,000 0.00%
178 FIBROCELL SCIENCE INC 97,087 69,000 0.00%
179 ACTINIUM PHARMACEUTICALS INC 51,583 70,000 0.00%
180 DIGITAL TURBINE INC 66,467 70,000 0.00%
181 GLOBAL X FDS 10,000 72,000 0.00%
182 DOVER MOTORSPORTS INC 29,899 74,000 0.00%
183 PERFORMANT FINL CORP 25,440 75,000 0.00%
184 CATALYST PHARMACEUTICALS INC 71,038 77,000 0.00%
185 I D SYSTEMS INC 15,567 77,000 0.00%
186 ZION OIL & GAS INC 57,249 80,000 0.00%
187 NANOVIRICIDES INC 48,219 82,000 0.00%
188 EMAGIN CORP COM NEW 32,310 83,000 0.00%
189 AEGERION PHARMACEUTICALS INC 28,412 84,000 0.00%
190 OCERA THERAPEUTICS INC 32,464 85,000 0.00%
191 APOLLO INVT CORP 14,871 86,000 0.00%
192 CHRISTOPHER & BANKS CORP 59,906 86,000 0.00%
193 AROTECH CORP 29,000 86,000 0.00%
194 ORION ENERGY SYSTEMS INC 64,975 86,000 0.00%
195 CTI BIOPHARMA 230,491 86,000 0.00%
196 MANITEX INTL INC COM 15,685 87,000 0.00%
197 PUTNAM PREMIER INCOME TR 18,225 89,000 0.00%
198 PEREGRINE PHARMACEUTICALS IN 209,444 90,000 0.00%
199 RENTECH INC 31,361 91,000 0.00%
200 SECURITY NATL FINL CORP CL A NEW 15,510 91,000 0.00%
Page 4 of 86

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001390777-16-000254, filed 2016.11.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.