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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
501 EATON VANCE CA MUNI INCOME T 23,517 292 0.00%
502 CHESAPEAKE LODGING TRUSTSH BEN INT 10,156 292 0.00%
503 VORNADO REALTY 2,923 292 0.00%
504 POWERSHARES ETF TRUST 10,093 293 0.00%
505 SPDR SERIES TRUST 12,302 293 0.00%
506 CLOUGH GLOBAL EQUITY FD 20,698 294 0.00%
507 BERKLEY W R CORP 6,149 294 0.00%
508 SVB FINANCIAL GROUP 2,682 294 0.00%
509 iShares MSCI Emerging Markets Asia 5,090 294 0.00%
510 BEMIS INC 7,815 295 0.00%
511 AMC NETWORKS INC CL A 5,218 295 0.00%
512 ISHARES TR 11,846 295 0.00%
513 MDU RES GROUP INC 10,755 295 0.00%
514 CAL MAINE FOODS INC 3,357 295 0.00%
515 Wuxi Pharmatech Inc ADR 8,442 295 0.00%
516 RBS US TRENDPILOT EXC TRADED NOTES 11,820 296 0.00%
517 BLACKROCK FDS 24,499 297 0.00%
518 CMS Energy Corp 6,180 298 0.00%
519 OASIS PETE INC NEW 7,449 298 0.00%
520 New Residential Investment Cor 51,365 298 0.00%
521 BOFI HLDG INCORPORATED 4,090 298 0.00%
522 UNITED STS 12 MONTH OIL FD L 7,178 299 0.00%
523 RENAISSANCE CAP GREENWICH FD 13,328 299 0.00%
524 BLRK MUYLD MI INSD FD II 23,793 299 0.00%
525 DELAWARE INVT NAT MUNI INC F 23,410 300 0.00%
526 TERRA NITROGEN CO L P 2,092 300 0.00%
527 PROSHARES TR II 18,250 300 0.00%
528 HUNT J B TRANS SVCS INC 4,102 301 0.00%
529 CARLYLE GROUP L P 10,274 301 0.00%
530 Atlas Energy LP 7,057 301 0.00%
531 NUVEEN PREMIER MUN INCOME FD COM 22,357 302 0.00%
532 SERVICENOW INC 5,264 302 0.00%
533 TEUCRIUM COMMODITY TR 13,180 302 0.00%
534 ALLY FINL INC 13,314 302 0.00%
535 ALLIANCE CALIF MUN INCOME FD 22,294 302 0.00%
536 ISHARES 6,270 303 0.00%
537 ARCBEST CORP COM 8,571 303 0.00%
538 RPC INC 14,290 304 0.00%
539 MICROSEMI CORP 12,109 305 0.00%
540 CUSTOMERS BANCORP INC COM 16,747 305 0.00%
541 DELAWARE INVTS DIV & INCOME 31,221 305 0.00%
542 FLY LEASING LIMITED SPONSORED ADR 24,910 306 0.00%
543 GREAT PLAINS ENERGY INC 12,638 306 0.00%
544 POWERSHARES ETF TR II 24,070 306 0.00%
545 GUGGENHEIM EQ WEIGHT ENHANC 15,635 306 0.00%
546 TANGER FACTORY OUTLET CTRS I 9,311 306 0.00%
547 ISHARES INTERNATIONAL INFLATION-LINKED BOND ETF 6,630 307 0.00%
548 POWERSHARES ETF TR II 12,004 307 0.00%
549 VanEck Vectors Indonesia ETF 12,513 309 0.00%
550 ISHARES TR 12,523 310 0.00%
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