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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
551 Western Asset Emerging Markets 25,967 310 0.00%
552 ISHARES TR 12,523 310 0.00%
553 SCOTTS MIRACLE GRO CO 5,664 311 0.00%
554 ROYAL BK SCOTLAND PLC 9,374 311 0.00%
555 COMMSCOPE HLDG CO INC 13,045 312 0.00%
556 STONE HARBOR EMRG MKTS 16,268 312 0.00%
557 ZOGENIX INC 266,344 312 0.00%
558 TIMKEN CO 7,480 312 0.00%
559 RED HAT INC 5,537 313 0.00%
560 GW Pharmaceuticals ADR 4,109 313 0.00%
561 LITHIA MTRS INC 4,268 313 0.00%
562 PEOPLES BANCORP N C INC 17,713 313 0.00%
563 TESORO CORP COM 5,125 314 0.00%
564 SIGNATURE BK NEW YORK N Y 2,805 314 0.00%
565 OCH ZIFF CAP MGMT GROUP 29,473 315 0.00%
566 MIDDLEBY CORP 3,645 315 0.00%
567 NUVEEN BUILD AMER BD OPPTNY 14,762 315 0.00%
568 ICON PLC 5,645 316 0.00%
569 PROSHARES TR ULTSHRT QQQ 6,909 316 0.00%
570 ALPINE GLOBAL DYNAMIC DIVD F 32,490 316 0.00%
571 WisdomTree Asset Management Inc 16,087 316 0.00%
572 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 10,719 316 0.00%
573 PDC ENERGY INC 6,490 316 0.00%
574 MEDIDATA SOLUTIONS 7,170 316 0.00%
575 HECLA MNG CO 124,066 316 0.00%
576 HUB GROUP-A 7,954 317 0.00%
577 BLACKBERRY LTD 31,929 318 0.00%
578 NCR CORP NEW 9,880 319 0.00%
579 POWERSHARES ETF TRUST 11,414 320 0.00%
580 ALPHA NAT RES INC NOTE 4.875%12/1 DELETED 545,000 321 0.00%
581 DREYFUS MUN INCOME INC 35,145 322 0.00%
582 PITNEY BOWES INC 13,283 322 0.00%
583 SPDR SERIES TRUST BLOMBRG BRC EMRG 10,859 322 0.00%
584 Global Commodity Equity ETF 7,706 322 0.00%
585 TEGNA, Inc (Old Gannett)(.90) 11,058 323 0.00%
586 DIREXION SHS ETF TR DLY FIN BULL NEW 3,242 323 0.00%
587 REXNORD CORP NEW 11,496 323 0.00%
588 MATADOR RES CO COM 13,299 324 0.00%
589 INVESCO HIGH INCOME TR II 20,917 324 0.00%
590 WESTERN ASSET PREMIER BD FD SHS BEN INT 22,781 325 0.00%
591 Waste Connections Inc 6,843 326 0.00%
592 iShares MSCI Turkey Invest Mkt 6,798 326 0.00%
593 POWERSHARES ETF TRUST DYN NETWKG PRT 10,259 327 0.00%
594 TUPPERWARE BRANDS CORP 4,720 328 0.00%
595 ALLEGHANY CORP DEL 787 328 0.00%
596 NQ MOBILE INC 49,015 328 0.00%
597 ISHARES IBONDS MAR 2016 CORPORATE ETF 3,245 328 0.00%
598 VANGUARD S&P SMALL-CAP 600 VALUE ETF 3,570 328 0.00%
599 STONE HARBOR EMRG MKTS 18,015 329 0.00%
600 FRANKLIN UNVL TR 46,865 330 0.00%
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