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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 15,504 679 0.00%
2 FUELCELL ENERGY INC COM 72,683 147 0.00%
3 ISHARES MSCI MALAYSI ETF 46,498 710 0.00%
4 ISHARES MSCI SINGAP ETF 214,400 2,843 0.02%
5 ISHARES TR MSCI UTD KNGDM 70,677 1,353 0.01%
6 JDS UNIPHASE CORP COM PAR $0.001 45,168 594 0.00%
7 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 536,249 4,011 0.02%
8 ARCH COAL INC 34,393 68 0.00%
9 EGSHARES INDIA INFRA ETF 10,510 133 0.00%
10 FANG HOLDINGS LTD 10,420 102 0.00%
11 Loomis Sayles Inv Gr Bond Y 45,718 555 0.00%
12 MARKET VECTORS INDIA SC ETF 13,152 567 0.00%
13 PEABODY ENERGY CORP 61,346 732 0.00%
14 TEMPLETON GLOBAL BOND ADV 112,802 1,489 0.01%
15 VANECK VECTORS INVT GRADE FLTG RATE ETF 29,879 751 0.00%
16 VANECK VECTORS STEEL ETF 15,663 681 0.00%
17 Wasatch Emerging Markets Small Cap 44,236 121 0.00%
18 Williams Partners Lp 28,448 1,473 0.01%
19 * LEXICON PHARMACEUTICALS INC COM 14,000 18 0.00%
20 * SANDRIDGE ENERGY INC COM 86,824 360 0.00%
21 3-D SYS CORP DEL 62,602 2,788 0.02%
22 3M CO 146,689 20,416 0.12%
23 A O SMITH 28,760 1,344 0.01%
24 AAON INC 10,166 176 0.00%
25 ABB LTD 26,936 596 0.00%
26 ABBOTT LABS 378,581 15,590 0.09%
27 ABBVIE INC 322,215 18,440 0.11%
28 ABERDEEN ASIA PACIFIC INCOM 738,408 4,394 0.03%
29 ABERDEEN AUSTRALIA EQUITY FD 295,427 2,331 0.01%
30 ABERDEEN CHILE FD INC 20,701 177 0.00%
31 ABERDEEN GLOBAL INCOME FD IN 36,328 391 0.00%
32 ABERDEEN ISRAEL FUND INC COM 13,240 228 0.00%
33 ACADIA COMPANY COM 12,101 575 0.00%
34 ACCENTURE PLC IRELAND 43,012 3,429 0.02%
35 ACCO BRANDS CORPORATION COM 20,726 141 0.00%
36 ACCURAY INCORPORATED COM 89,207 646 0.00%
37 ACE LTD 22,270 2,312 0.01%
38 ACTIVE POWER INC COM NEW 13,020 25 0.00%
39 ACTIVISION BLIZZARD INC 20,843 429 0.00%
40 ACUITY BRANDS INC 1,728 226 0.00%
41 ADAMS DIVERSIFIED EQUITY FD 86,612 1,193 0.01%
42 ADOBE INC 68,941 4,656 0.03%
43 ADVANCE AUTO PARTS INC 7,303 953 0.01%
44 ADVANCED MICRO DEVICES INC 33,962 114 0.00%
45 ADVENT CLAY CONV SEC INCORPORATED FD II 273,626 1,844 0.01%
46 ADVENT CLAYMORE CV SECS & INCORPORATED 86,102 1,486 0.01%
47 ADVENT CLAYMORE ENH GRW & IN 12,113 114 0.00%
48 ADVISERS INVT TR 153,207 2,961 0.02%
49 ADVISORSHARES TR 8,900 205 0.00%
50 ADVISORSHARES TR 170,313 8,683 0.05%
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