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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
151 SPDR GOLD TR 206,117 23,411 0.13%
152 PIMCO HIGH INCOME FD 2,080,611 23,407 0.13%
153 ISHARES TR 222,664 23,326 0.13%
154 VANGUARD CHARLOTTE FDS 436,053 23,159 0.13%
155 ISHARES NASDAQ BIOTECHNOLOGY ETF 43,411 23,037 0.13%
156 WISDOMTREE TR 732,386 22,770 0.12%
157 RYDEX ETF TRUST 184,833 22,513 0.12%
158 QUALCOMM INC 301,127 22,383 0.12%
159 ISHARES TR 226,937 21,977 0.12%
160 VANGUARD INTL EQUITY INDEX F 467,345 21,900 0.12%
161 ISHARES TR 198,093 21,858 0.12%
162 SOUTHERN CO 444,705 21,839 0.12%
163 POWERSHARES ETF TRUST 214,392 21,598 0.12%
164 VANGUARD INTL EQUITY INDEX F 358,269 21,539 0.12%
165 UNION PAC CORP 178,373 21,250 0.12%
166 BRISTOL MYERS SQUIBB CO 358,791 21,180 0.12%
167 HOME DEPOT INC 201,547 21,156 0.12%
168 ABBVIE INC 322,276 21,090 0.12%
169 ISHARES TR 177,732 21,020 0.12%
170 WISDOMTREE TR 280,806 20,992 0.11%
171 CELGENE CORP 186,907 20,907 0.11%
172 ISHARES GOLD TRUST 1,823,524 20,861 0.11%
173 MARKET VECTORS ETF TR 907,927 20,855 0.11%
174 FIRST TR EXCHANGE TRADED FD 740,690 20,851 0.11%
175 WISDOMTREE TR 497,363 20,690 0.11%
176 FIRST TR SML CP CORE ALPHA F 419,927 20,576 0.11%
177 GOOGLE INC 38,938 20,497 0.11%
178 VELOCITYSHARES DAILY INVERSE VIX SHORT TERM ETN 655,991 20,428 0.11%
179 FORD MTR CO DEL 1,308,796 20,286 0.11%
180 FIRST TR MORNINGSTAR DIV LEA 845,267 20,261 0.11%
181 First Trust ISE Nat Ga 1,779,648 19,950 0.11%
182 POWERSHARES ETF TR II 702,080 19,771 0.11%
183 WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND 403,156 19,561 0.11%
184 MCDONALDS CORP 207,404 19,434 0.11%
185 VANGUARD INDEX FDS 218,571 19,188 0.11%
186 CVS HEALTH CORP 197,248 18,997 0.10%
187 UNITED PARCEL SERVICE INC 168,423 18,724 0.10%
188 CISCO SYS INC 670,333 18,645 0.10%
189 ISHARES TR 300,781 18,558 0.10%
190 LILLY ELI & CO 259,932 17,933 0.10%
191 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 184,912 17,907 0.10%
192 HEALTHCARE TR AMER INC 661,446 17,819 0.10%
193 RYDEX ETF TRUST 194,123 17,558 0.10%
194 ABBOTT LABS 387,890 17,463 0.10%
195 KIMBERLY CLARK CORP 150,875 17,432 0.10%
196 DUKE ENERGY CORP NEW 208,474 17,416 0.10%
197 PROSHARES TR 135,487 17,384 0.10%
198 EXPRESS SCRIPTS HLDG CO 205,103 17,366 0.10%
199 FIRST TR EXCHANGE TRADED FD 812,194 17,275 0.09%
200 COSTCO WHSL CORP NEW 120,172 17,035 0.09%
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