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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 70 Institutional holders with a total value of $224,710,176.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,264,082 48,158,000 21.43%
2 WELLS FARGO & COMPANY/MN 1,576,311 33,528,000 14.92%
3 UBS Group AG 1,158,177 24,634,000 10.96%
4 LPL Financial LLC 812,194 17,275,000 7.69%
5 BANK OF AMERICA CORP /DE/ 689,873 14,675,000 6.53%
6 Cambridge Investment Research Advisors, Inc. 310,254 6,599,000 2.94%
7 AVIANCE CAPITAL MANAGEMENT, LLC 265,312 5,643,000 2.51%
8 PALLADIEM, LLC 237,205 5,045,000 2.25%
9 AMERICAN INTERNATIONAL GROUP, INC. 236,815 5,037,063 2.24%
10 JANE STREET GROUP, LLC 220,976 4,700,000 2.09%
11 TRUSTMARK BANK TRUST DEPARTMENT 179,619 3,820,000 1.70%
12 RAYMOND JAMES & ASSOCIATES 176,161 3,747,000 1.67%
13 ROYAL BANK OF CANADA 172,428 3,668,000 1.63%
14 STIFEL FINANCIAL CORP 167,170 3,556,000 1.58%
15 Argentus Capital Management, LLC 151,671 3,226,000 1.44%
16 AMERIPRISE FINANCIAL INC 128,509 2,734,000 1.22%
17 SNS Financial Group, LLC 111,302 2,367,000 1.05%
18 BB&T SECURITIES, LLC 10,366 2,204,000 0.98%
19 Summit Financial Wealth Advisors, LLC 101,045 2,149,000 0.96%
20 Strategic Capital Alternatives LLC 91,212 1,940,000 0.86%
21 Janney Montgomery Scott LLC 90,212 1,918,819 0.85%
22 Commonwealth Equity Services, Inc 90,173 1,918,000 0.85%
23 Private Harbour Investment Management & Counsel, LLC 85,775 1,824,000 0.81%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,475 1,733,000 0.77%
25 HL FINANCIAL SERVICES LLC 73,787 1,569,000 0.70%
26 VSR Financial Services, Inc. 67,150 1,428,000 0.64%
27 IFC Holdings Incorporated/FL 60,941 1,302,000 0.58%
28 First Allied Advisory Services, Inc. 59,695 1,275,000 0.57%
29 NATIONAL PLANNING CORP 46,729 993,459 0.44%
30 SII INVESTMENTS INC/WI 45,636 972,000 0.43%
31 OPPENHEIMER & CO INC 36,955 786,000 0.35%
32 Freedom Investment Management, Inc. 35,645 758,000 0.34%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,239 728,000 0.32%
34 NEXT Financial Group, Inc 33,831 720,000 0.32%
35 Stratos Wealth Partners, LTD. 32,858 698,445 0.31%
36 USCA RIA LLC 32,401 689,000 0.31%
37 Virtu KCG Holdings LLC 31,965 680,000 0.30%
38 Cetera Advisors LLC 31,902 678,000 0.30%
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 29,855 635,000 0.28%
40 Robert W. Baird & Co. Inc 29,442 626,000 0.28%
41 M&T BANK CORP 27,144 577,000 0.26%
42 COLONY GROUP LLC 25,725 547,000 0.24%
43 Atria Investments, Inc 24,530 522,000 0.23%
44 INVESTMENT CENTERS OF AMERICA INC 24,389 519,000 0.23%
45 JPMORGAN CHASE & CO 24,311 517,000 0.23%
46 Sigma Planning Corp 23,448 499,000 0.22%
47 CUE ADVISORY SERVICES, INC. 19,285 410,000 0.18%
48 Rehmann Capital Advisory Group 19,179 408,000 0.18%
49 Investors Capital Advisory Services 18,913 402,000 0.18%
50 Private Advisor Group, LLC 17,431 371,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.