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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 85 Institutional holders with a total value of $256,735,275.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 252,071 30,702,000 11.96%
2 WELLS FARGO & COMPANY/MN 189,886 23,128,000 9.01%
3 LPL Financial LLC 184,833 22,513,000 8.77%
4 BANK OF STOCKTON 115,614 14,082,000 5.49%
5 BANK OF AMERICA CORP /DE/ 115,447 14,061,000 5.48%
6 FORTE CAPITAL LLC /ADV 102,604 12,497,000 4.87%
7 Paracle Advisors, LLC 96,212 11,718,000 4.56%
8 UBS Group AG 90,247 10,992,000 4.28%
9 Financial Architects, Inc 83,378 10,155,000 3.96%
10 New England Private Wealth Advisors LLC 80,392 9,792,000 3.81%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 77,502 9,457,000 3.68%
12 Ken Stern & Associates, Inc. 69,921 8,516,000 3.32%
13 Raymond James Financial Services Advisors, Inc. 63,985 7,793,000 3.04%
14 ROYAL BANK OF CANADA 53,831 6,556,000 2.55%
15 Commonwealth Equity Services, Inc 49,679 6,051,000 2.36%
16 BB&T SECURITIES, LLC 4,968 6,051,000 2.36%
17 Atria Investments, Inc 47,887 5,833,000 2.27%
18 JANE STREET GROUP, LLC 29,598 3,605,000 1.40%
19 RAYMOND JAMES & ASSOCIATES 27,502 3,350,000 1.30%
20 MARINER INDEPENDENT ADVISOR NETWORK, LLC 26,449 3,221,491 1.25%
21 Cambridge Investment Research Advisors, Inc. 24,790 3,019,000 1.18%
22 SG Americas Securities, LLC 23,482 2,860,000 1.11%
23 EisnerAmper Wealth Management Corporate Benefits, LLC 22,802 2,777,000 1.08%
24 Citizens Business Bank 18,787 2,288,000 0.89%
25 AMERICAN INTERNATIONAL GROUP, INC. 16,606 2,022,653 0.79%
26 Camarda Financial Advisors, LLC 16,309 1,986,000 0.77%
27 Cetera Advisors LLC 14,112 1,709,000 0.67%
28 AMERIPRISE FINANCIAL INC 13,826 1,684,000 0.66%
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 12,300 1,498,000 0.58%
30 SII INVESTMENTS INC/WI 10,752 1,308,000 0.51%
31 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 10,000 1,218,000 0.47%
32 STEPHENS INC /AR/ 9,972 1,215,000 0.47%
33 B. Riley Wealth Advisors, Inc. 9,132 1,112,000 0.43%
34 Virtu KCG Holdings LLC 8,683 1,058,000 0.41%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,342 894,000 0.35%
36 INSIGHT 2811, INC. 6,100 743,000 0.29%
37 Concert Wealth Management Inc. 4,440 543,000 0.21%
38 First Allied Advisory Services, Inc. 4,425 536,000 0.21%
39 MCMILLION CAPITAL MANAGEMENT INC 4,310 525,000 0.20%
40 People's United Financial, Inc. 4,125 502,000 0.20%
41 CAHILL FINANCIAL ADVISORS INC 4,060 495,000 0.19%
42 WFG Advisors, LP 3,276 399,000 0.16%
43 M Holdings Securities, Inc. 3,266 398,000 0.16%
44 GREENLEAF TRUST 3,200 390,000 0.15%
45 MYCIO WEALTH PARTNERS, LLC 3,140 382,000 0.15%
46 Partnervest Advisory Services LLC 2,832 345,000 0.13%
47 Freedom Investment Management, Inc. 2,688 327,000 0.13%
48 HighTower Advisors, LLC 2,632 321,000 0.13%
49 BROWN ADVISORY INC 2,544 310,000 0.12%
50 CITIGROUP INC 2,483 303,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.