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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 62 Institutional holders with a total value of $329,488,946.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,415,144 69,342,000 21.05%
2 WELLS FARGO & COMPANY/MN 1,155,099 56,600,000 17.18%
3 UBS Group AG 1,003,840 49,188,000 14.93%
4 RAYMOND JAMES & ASSOCIATES 449,949 22,047,000 6.69%
5 LPL Financial LLC 419,927 20,576,000 6.24%
6 Astor Investment Management LLC 378,733 18,558,000 5.63%
7 BANK OF AMERICA CORP /DE/ 296,599 14,534,000 4.41%
8 ROYAL BANK OF CANADA 250,542 12,277,000 3.73%
9 Janney Montgomery Scott LLC 233,099 11,421,872 3.47%
10 Robert W. Baird & Co. Inc 192,498 9,432,000 2.86%
11 HL FINANCIAL SERVICES LLC 102,036 5,000,000 1.52%
12 AMERIPRISE FINANCIAL INC 85,958 4,212,000 1.28%
13 STIFEL FINANCIAL CORP 77,302 3,788,000 1.15%
14 BB&T SECURITIES, LLC 7,646 3,746,000 1.14%
15 Cetera Advisors LLC 48,452 2,373,000 0.72%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,131 2,113,000 0.64%
17 DEUTSCHE BANK AG\ 39,505 1,935,000 0.59%
18 Placemark Investments, Inc. 34,085 1,668,000 0.51%
19 INVESTMENT CENTERS OF AMERICA INC 32,552 1,595,000 0.48%
20 Cambridge Investment Research Advisors, Inc. 31,837 1,560,000 0.47%
21 FIRST TRUST ADVISORS LP 31,107 1,524,000 0.46%
22 JANE STREET GROUP, LLC 28,328 1,388,000 0.42%
23 AVIANCE CAPITAL MANAGEMENT, LLC 27,806 1,362,000 0.41%
24 AMERICAN INTERNATIONAL GROUP, INC. 25,364 1,242,836 0.38%
25 Raymond James Financial Services Advisors, Inc. 21,850 1,071,000 0.33%
26 Legacy Private Trust Co. 21,230 1,040,000 0.32%
27 JPMORGAN CHASE & CO 19,200 941,000 0.29%
28 Commonwealth Equity Services, Inc 18,741 918,000 0.28%
29 Cetera Advisor Networks LLC 17,539 862,000 0.26%
30 First Allied Advisory Services, Inc. 15,154 742,000 0.23%
31 PARK NATIONAL CORP /OH/ 14,615 716,135 0.22%
32 SG Americas Securities, LLC 11,449 561,000 0.17%
33 COMERICA SECURITIES INC 10,766 528,000 0.16%
34 VSR Financial Services, Inc. 10,386 509,000 0.15%
35 USCA RIA LLC 9,631 472,000 0.14%
36 GOLDMAN SACHS GROUP INC 9,456 463,000 0.14%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,617 418,000 0.13%
38 ENVESTNET ASSET MANAGEMENT INC 7,992 392,000 0.12%
39 MARINER INDEPENDENT ADVISOR NETWORK, LLC 6,981 342,069 0.10%
40 SYNOVUS FINANCIAL CORP 6,985 342,000 0.10%
41 RAYMOND JAMES TRUST N.A. 5,491 269,000 0.08%
42 OPPENHEIMER & CO INC 4,398 216,000 0.07%
43 Chicago Partners Investment Group LLC 3,467 170,000 0.05%
44 NATIONAL PLANNING CORP 3,294 156,234 0.05%
45 Simplicity Solutions, LLC 3,018 147,900 0.04%
46 D.A. DAVIDSON & CO. 2,725 133,000 0.04%
47 MSI Financial Services Inc 2,624 129,000 0.04%
48 Regal Investment Advisors LLC 2,457 120,000 0.04%
49 B. Riley Wealth Advisors, Inc. 1,470 72,000 0.02%
50 WFG Advisors, LP 1,291 63,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.