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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
2101 CLAYMORE EXCHANGE TRD FD TR 12,497 321 0.00%
2102 FLEXSHARES TR 12,936 319 0.00%
2103 PROSHARES TR 11,385 319 0.00%
2104 FIRST TR EXCHANGE TRADED FD 15,631 319 0.00%
2105 BROOKFIELD ASSET MGMT INC 6,367 319 0.00%
2106 PEOPLES BANCORP N C INC 17,713 319 0.00%
2107 SPRINT CORP 76,794 319 0.00%
2108 ISHARES U S ETF TR 9,960 318 0.00%
2109 PROSHARES PSHS ULT SCAP600 ETF 2,785 318 0.00%
2110 WISDOMTREE TRUST US SMALL CAP DIVIDEND 10,857 318 0.00%
2111 NUVEEN MASSACHUSETS QLT MUN 24,045 318 0.00%
2112 BUILDERS FIRSTSOURCE INC COM 46,300 318 0.00%
2113 Ishares - Italy 23,334 317 0.00%
2114 CREDIT SUISSE GROUP 12,596 316 0.00%
2115 NEW MEDIA INVT GROUP INC COM 13,353 316 0.00%
2116 DELAWARE INVT NAT MUNI INC F 24,077 315 0.00%
2117 POWERSHARES ETF TRUST II EMERGING MARKETS 8,769 315 0.00%
2118 WELLS FARGO UTILITIES AND HI 24,523 314 0.00%
2119 POWERSHARES ETF TRUST 8,989 314 0.00%
2120 Dentsply Intl Inc 5,896 314 0.00%
2121 ABERDEEN GLOBAL INCOME FD IN 32,521 313 0.00%
2122 ALPINE GLOBAL DYNAMIC DIVD F 31,797 313 0.00%
2123 GREAT SOUTHN BANCORP INC 7,892 313 0.00%
2124 EATON VANCE CALIF MUN BD FD II COM 24,850 313 0.00%
2125 YAMANA GOLD INC 77,592 312 0.00%
2126 NUVEEN CALIF MUNICPAL VALU FD2 COM 18,642 312 0.00%
2127 Portugal Telecom Sgps S A Spon 293,761 311 0.00%
2128 VECTOR GROUP LTD 14,589 311 0.00%
2129 COMPANHIA ENERGETICA DE MINA 62,284 310 0.00%
2130 BOSTON BEER INC 1,070 310 0.00%
2131 TRIMBLE INC 11,633 309 0.00%
2132 EATON VANCE MUN INCOME 2028 17,621 309 0.00%
2133 DELAWARE INVTS DIV & INCOME 31,325 309 0.00%
2134 CUSTOMERS BANCORP INC COM 15,867 309 0.00%
2135 BANK OF THE OZARKS INC 8,112 308 0.00%
2136 Greenhaven Continuous Commodit 13,486 308 0.00%
2137 FANG HOLDINGS LTD 41,519 307 0.00%
2138 ICON PLC 6,026 307 0.00%
2139 REGULUS THERAPEUTICS INC 19,100 306 0.00%
2140 BLACKROCK FDS 25,773 306 0.00%
2141 FLOWERS FOODS INC 15,928 306 0.00%
2142 BLACKSTONE GSO FLTING RTE FUND COM 18,282 306 0.00%
2143 ISHARES TR NEW YORK MUN ETF 2,735 305 0.00%
2144 WASTE CONNECTIONS INC COM 6,903 304 0.00%
2145 VANGUARD ADMIRAL FDS INC 3,138 303 0.00%
2146 TOTAL SYS SVCS INC 8,918 303 0.00%
2147 BLRK MUYLD MI INSD FD II 23,593 303 0.00%
2148 MDU RES GROUP INC 12,912 303 0.00%
2149 NATIONAL FUEL GAS CO N J 4,357 303 0.00%
2150 LEUCADIA NATL CORP 13,512 303 0.00%
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