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ISHARES TR NEW YORK MUN ETF
ISHARES TR NEW YORK MUN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 37 Institutional holders with a total value of $41,805,064.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 95,980 10,699,000 25.59%
2 BANK OF AMERICA CORP /DE/ 70,966 7,910,000 18.92%
3 ARROW FINANCIAL CORP 36,090 4,023,000 9.62%
4 WELLS FARGO & COMPANY/MN 24,225 2,700,000 6.46%
5 Bouchey Financial Group Ltd 18,480 2,060,000 4.93%
6 UBS Group AG 17,089 1,905,000 4.56%
7 Virtu KCG Holdings LLC 17,071 1,903,000 4.55%
8 AllSquare Wealth Management LLC 13,405 1,494,000 3.57%
9 ALESCO ADVISORS LLC 13,023 1,452,000 3.47%
10 JANE STREET GROUP, LLC 8,779 979,000 2.34%
11 GOLDMAN SACHS GROUP INC 8,324 928,000 2.22%
12 Private Advisor Group, LLC 7,628 850,000 2.03%
13 AMERIPRISE FINANCIAL INC 4,787 534,000 1.28%
14 BlackRock Investment Management, LLC 4,619 515,000 1.23%
15 Laidlaw Group, LLC 4,450 496,000 1.19%
16 Commonwealth Equity Services, Inc 3,042 339,000 0.81%
17 LPL Financial LLC 2,735 305,000 0.73%
18 Tortoise Investment Management, LLC 2,400 268,000 0.64%
19 1st Global Advisors, Inc. 2,306 257,000 0.61%
20 MSI Financial Services Inc 2,165 241,000 0.58%
21 Berkshire Money Management, Inc. 1,950 217,000 0.52%
22 Placemark Investments, Inc. 1,946 217,000 0.52%
23 RELIANCE TRUST CO 1,902 212,000 0.51%
24 ROYAL BANK OF CANADA 1,830 205,000 0.49%
25 WEALTHCARE CAPITAL MANAGEMENT LLC 1,512 169,000 0.40%
26 Chicago Partners Investment Group LLC 1,520 169,000 0.40%
27 CITIGROUP INC 1,209 135,000 0.32%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,123 125,000 0.30%
29 Betterment LLC 1,011 113,000 0.27%
30 BARCLAYS PLC 920 102,000 0.24%
31 ROCKEFELLER FINANCIAL SERVICES INC 777 87,000 0.21%
32 Focused Wealth Management, Inc 557 62,000 0.15%
33 HOWE & RUSLING INC 550 61,000 0.15%
34 AMERICAN INTERNATIONAL GROUP, INC. 230 25,638 0.06%
35 Patten Group, Inc. 226 25,000 0.06%
36 NATIONAL PLANNING CORP 200 22,426 0.05%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.