| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 156,336 | 1,968,000 | 61.52% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 43,662 | 550,000 | 17.19% | ||
| 3 | LPL Financial LLC | 24,850 | 313,000 | 9.78% | ||
| 4 | Tradewinds Capital Management, LLC | 11,500 | 145,000 | 4.53% | ||
| 5 | MORGAN STANLEY | 10,141 | 128,000 | 4.00% | ||
| 6 | CITIGROUP INC | 2,735 | 34,000 | 1.06% | ||
| 7 | UBS Group AG | 2,607 | 33,000 | 1.03% | ||
| 8 | Efficient Market Advisors, LLC | 1,000 | 13,000 | 0.41% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 1,000 | 13,000 | 0.41% | ||
| 10 | Tower Research Capital LLC (TRC) | 190 | 2,000 | 0.06% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
