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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
2351 RBS US TRENDPILOT EXC TRADED NOTES 9,647 241 0.00%
2352 Western Asset Emerging Markets 21,996 241 0.00%
2353 ESSEX PPTY TR INC 1,165 241 0.00%
2354 DEUTSCHE HIGH INCOME TR 27,607 241 0.00%
2355 FLEXSHARES 3,186 240 0.00%
2356 WHITESTONE REIT 15,881 240 0.00%
2357 ISHARES TR 7,982 240 0.00%
2358 PACWEST BANCORP DEL COM 5,254 239 0.00%
2359 ALPS ETF TR 8,431 239 0.00%
2360 ISHARES 4,096 238 0.00%
2361 ALPS ETF TR 9,151 238 0.00%
2362 POWERSHARES ETF TR II 9,172 238 0.00%
2363 VIRTUS TOTAL RETURN FD 52,338 237 0.00%
2364 QUESTAR CORP COM 9,320 236 0.00%
2365 CLEARBRIDGE AMERN ENERG MLP FD 14,812 236 0.00%
2366 POWERSHARES DWA NASDAQ MOMENTUM PORTFOLIO 3,290 235 0.00%
2367 ALLIANCE CALIF MUN INCOME FD 17,294 235 0.00%
2368 CABOT OIL & GAS CORP 7,925 235 0.00%
2369 POWERSHARES ETF TR II 9,171 235 0.00%
2370 UNISYS CORP 7,972 235 0.00%
2371 CONSOLIDATED COMM HLDGS INC COM 8,441 235 0.00%
2372 ISHARES 31,420 234 0.00%
2373 AOL INC 5,069 234 0.00%
2374 TRIPADVISOR INC 3,131 234 0.00%
2375 POWERSHARES ETF TR II 20,278 234 0.00%
2376 NEXSTAR MEDIA GROUP INC 4,519 234 0.00%
2377 NVIDIA CORPORATION 11,622 233 0.00%
2378 ENDOLOGIX INC 15,227 233 0.00%
2379 CURTISS WRIGHT CORP 3,306 233 0.00%
2380 EXELIS INC 13,265 233 0.00%
2381 DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES 3,650 232 0.00%
2382 ISHARES S&P GSCI COMMODITY I 10,743 232 0.00%
2383 XILINX INC 5,347 232 0.00%
2384 UFP TECHNOLOGIES INC 9,421 232 0.00%
2385 NUVEEN NEW YORK MUN VALUE FD 15,703 232 0.00%
2386 FIRSTMERIT CORPORATION 12,204 231 0.00%
2387 FOMENTO ECONOMICO MEXICANO S 2,608 230 0.00%
2388 POWERSHARES ETF TRUST 5,889 230 0.00%
2389 QUINTILES IMS HOLDINGS INC 3,905 230 0.00%
2390 CHEGG INC 33,286 230 0.00%
2391 TERADATA CORP DEL 5,234 229 0.00%
2392 WESTERN ASSET INTER MUNI FD 23,441 229 0.00%
2393 OCWEN FINL CORP 15,159 229 0.00%
2394 REALOGY HLDGS CORP 5,120 228 0.00%
2395 AAON INC 10,192 228 0.00%
2396 NATIONAL INSTRS CORP 7,333 228 0.00%
2397 POST HLDGS INC 5,454 228 0.00%
2398 BLACKROCK MUNIYIELD QUALITY 14,784 227 0.00%
2399 QUAKER CHEM CORP 2,469 227 0.00%
2400 PROSHARES TR 5,537 227 0.00%
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