Dark
Light
System
Security
ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 21 Institutional holders with a total value of $42,149,250.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 707,785 18,409,000 43.68%
2 MORGAN STANLEY 277,812 7,226,000 17.14%
3 WELLS FARGO & COMPANY/MN 169,349 4,405,000 10.45%
4 CAHILL FINANCIAL ADVISORS INC 122,279 3,181,000 7.55%
5 UBS Group AG 83,831 2,180,000 5.17%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,620 1,629,000 3.86%
7 Janney Montgomery Scott LLC 54,965 1,429,640 3.39%
8 ROYAL BANK OF CANADA 28,639 745,000 1.77%
9 Commonwealth Equity Services, Inc 18,587 483,000 1.15%
10 AMERIPRISE FINANCIAL INC 16,841 438,000 1.04%
11 Virtu KCG Holdings LLC 13,611 354,000 0.84%
12 RAYMOND JAMES & ASSOCIATES 12,678 330,000 0.78%
13 OLD MISSION CAPITAL LLC 11,528 300,000 0.71%
14 JANE STREET GROUP, LLC 10,835 282,000 0.67%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,943 259,000 0.61%
16 LPL Financial LLC 9,151 238,000 0.56%
17 Waverly Advisors, LLC 7,700 200,000 0.47%
18 AMERICAN INTERNATIONAL GROUP, INC. 1,792 46,610 0.11%
19 NEW ENGLAND SECURITIES CORP /MA/ 400 10,000 0.02%
20 PNC FINANCIAL SERVICES GROUP, INC. 130 4,000 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.