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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
2601 SPDR INDEX SHS FDS 739,579 31,077 0.17%
2602 FS KKR CAPITAL CORP COM 3,188,875 31,666 0.17%
2603 UBS AG JERSEY BRH 783,842 31,824 0.17%
2604 PIMCO ETF TR 300,294 32,195 0.18%
2605 ISHARES TR 537,206 32,732 0.18%
2606 SPDR INDEX SHS FDSDJ GLB RL ES ETF 686,191 32,752 0.18%
2607 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 300,034 32,803 0.18%
2608 PEPSICO INC 349,253 33,026 0.18%
2609 CONOCOPHILLIPS 480,369 33,175 0.18%
2610 ISHARES TR 393,251 33,210 0.18%
2611 GILEAD SCIENCES INC 356,008 33,558 0.18%
2612 VANGUARD INDEX FDS 331,392 33,673 0.18%
2613 BANK AMER CORP 1,899,000 33,973 0.19%
2614 PFIZER INC 1,098,887 34,231 0.19%
2615 INTEL CORP 945,803 34,323 0.19%
2616 POWERSHARES ETF TRUST 380,284 34,769 0.19%
2617 ISHARES TR 860,643 34,839 0.19%
2618 WELLS FARGO & CO NEW 637,757 34,962 0.19%
2619 ISHARES TR 338,043 35,292 0.19%
2620 ISHARES 595,213 35,350 0.19%
2621 ISHARES RUSSELL 2000 GROWTH ETF 249,380 35,507 0.19%
2622 ISHARES TR 301,588 35,569 0.19%
2623 JPMORGAN CHASE & CO 576,482 36,076 0.20%
2624 VANGUARD INDEX FDS 287,711 36,234 0.20%
2625 RYDEX ETF TRUST 679,429 37,341 0.20%
2626 VANGUARD INDEX FDS 353,659 37,407 0.20%
2627 FIRST TR MID CAP CORE ALPHAD 714,668 37,756 0.21%
2628 RYDEX ETF TRUST 480,464 38,206 0.21%
2629 ISHARES TR 265,540 38,272 0.21%
2630 ISHARES TR 758,906 38,355 0.21%
2631 ISHARES 7-10 YEAR TREASURY BOND ETF 372,004 39,429 0.22%
2632 SPDR SER TR 969,800 39,471 0.22%
2633 COCA COLA CO 943,849 39,849 0.22%
2634 ISHARES TR 319,029 40,781 0.22%
2635 FIRST TR EXCHANGE TRADED FD 686,464 41,387 0.23%
2636 BOEING CO 319,693 41,554 0.23%
2637 SELECT SECTOR SPDR TR 888,242 41,943 0.23%
2638 ISHARES TR 547,302 42,055 0.23%
2639 ISHARES TR 453,977 42,325 0.23%
2640 VANGUARD INDEX FDS 227,141 42,793 0.23%
2641 ISHARES RUSSELL 3000 ETF 354,475 43,349 0.24%
2642 SELECT SECTOR SPDR TR 550,716 43,595 0.24%
2643 VANGUARD WORLD FD 419,830 43,864 0.24%
2644 ISHARES TR 144,785 43,921 0.24%
2645 KINDER MORGAN INC DEL 1,042,691 44,116 0.24%
2646 VANGUARD INDEX FDS 482,495 45,543 0.25%
2647 FIRST TR EXCHANGE TRADED FD 2,115,768 46,610 0.26%
2648 ALTRIA GROUP INC 956,833 47,143 0.26%
2649 ISHARES TR 1,201,724 47,216 0.26%
2650 POWERSHARES ETF TRUST II 2,026,237 48,690 0.27%
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