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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 126 Institutional holders with a total value of $1,661,001,434.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 5,794,753 349,365,000 21.03%
2 FIRST TRUST ADVISORS LP 4,411,143 265,948,000 16.01%
3 WELLS FARGO & COMPANY/MN 3,811,009 229,765,000 13.83%
4 BANK OF AMERICA CORP /DE/ 3,243,506 195,551,000 11.77%
5 UBS Group AG 1,637,133 98,703,000 5.94%
6 LPL Financial LLC 686,464 41,387,000 2.49%
7 RAYMOND JAMES & ASSOCIATES 574,567 34,641,000 2.09%
8 BB&T SECURITIES, LLC 54,792 33,034,000 1.99%
9 Beaumont Financial Partners, LLC 500,948 30,202,000 1.82%
10 Shamrock Asset Management LLC 491,298 29,620,000 1.78%
11 BBVA USA Bancshares, Inc. 420,194 25,334,000 1.53%
12 ROYAL BANK OF CANADA 391,202 23,587,000 1.42%
13 STIFEL FINANCIAL CORP 337,637 20,356,000 1.23%
14 Commonwealth Equity Services, Inc 270,267 16,294,000 0.98%
15 GOLDMAN SACHS GROUP INC 254,662 15,354,000 0.92%
16 Astor Investment Management LLC 246,302 14,850,000 0.89%
17 AMERIPRISE FINANCIAL INC 206,801 12,430,000 0.75%
18 Hoxton Financial, Inc. 188,469 11,363,000 0.68%
19 Janney Montgomery Scott LLC 174,780 10,537,486 0.63%
20 CITIGROUP INC 146,449 8,829,000 0.53%
21 ABERDEEN ASSET MANAGEMENT PLC/UK 144,453 8,709,000 0.52%
22 First Horizon Advisors, Inc. 130,149 7,916,000 0.48%
23 Robert W. Baird & Co. Inc 125,952 7,594,000 0.46%
24 NewSquare Capital LLC 119,423 7,200,000 0.43%
25 MSI Financial Services Inc 118,513 7,145,000 0.43%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 107,917 6,506,000 0.39%
27 STEPHENS INC /AR/ 98,741 5,953,000 0.36%
28 JPMORGAN CHASE & CO 94,563 5,701,000 0.34%
29 HL FINANCIAL SERVICES LLC 92,503 5,577,000 0.34%
30 Placemark Investments, Inc. 87,967 5,300,000 0.32%
31 CREDIT SUISSE AG/ 87,650 5,284,000 0.32%
32 AMERICAN INTERNATIONAL GROUP, INC. 84,962 5,122,360 0.31%
33 IFC Holdings Incorporated/FL 79,568 4,866,000 0.29%
34 VSR Financial Services, Inc. 80,489 4,853,000 0.29%
35 OLD NATIONAL BANCORP /IN/ 75,196 4,533,000 0.27%
36 SII INVESTMENTS INC/WI 75,110 4,511,000 0.27%
37 Sigma Planning Corp 73,241 4,416,000 0.27%
38 HighTower Advisors, LLC 67,526 4,086,000 0.25%
39 SignalPoint Asset Management, LLC 58,976 3,556,000 0.21%
40 First Allied Advisory Services, Inc. 58,870 3,548,000 0.21%
41 Accuvest Global Advisors 58,190 3,508,000 0.21%
42 Raymond James Financial Services Advisors, Inc. 54,932 3,312,000 0.20%
43 Pekin Hardy Strauss, Inc. 53,208 3,208,000 0.19%
44 WESPAC Advisors, LLC 53,208 3,208,000 0.19%
45 OPPENHEIMER & CO INC 51,338 3,095,000 0.19%
46 JANE STREET GROUP, LLC 50,830 3,065,000 0.18%
47 D.A. DAVIDSON & CO. 50,199 3,026,000 0.18%
48 NewEdge Advisors, LLC 48,515 2,925,000 0.18%
49 ENVESTNET ASSET MANAGEMENT INC 45,959 2,771,000 0.17%
50 STERNE AGEE GROUP, INC. 43,903 2,647,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.