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FIRST TR MID CAP CORE ALPHAD
FIRST TR MID CAP CORE ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 70 Institutional holders with a total value of $444,902,641.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,046,168 108,099,000 24.30%
2 WELLS FARGO & COMPANY/MN 1,643,399 86,820,000 19.51%
3 UBS Group AG 1,319,747 69,722,000 15.67%
4 LPL Financial LLC 714,668 37,756,000 8.49%
5 BANK OF AMERICA CORP /DE/ 399,870 21,125,000 4.75%
6 Astor Investment Management LLC 349,164 18,446,000 4.15%
7 Janney Montgomery Scott LLC 269,874 14,257,428 3.20%
8 RAYMOND JAMES & ASSOCIATES 197,892 10,455,000 2.35%
9 ROYAL BANK OF CANADA 194,736 10,288,000 2.31%
10 BB&T SECURITIES, LLC 15,573 8,227,000 1.85%
11 Robert W. Baird & Co. Inc 143,735 7,594,000 1.71%
12 HL FINANCIAL SERVICES LLC 95,795 5,061,000 1.14%
13 AMERIPRISE FINANCIAL INC 84,497 4,444,000 1.00%
14 STIFEL FINANCIAL CORP 83,080 4,389,000 0.99%
15 Cetera Advisors LLC 60,611 3,205,000 0.72%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,277 2,817,000 0.63%
17 Commonwealth Equity Services, Inc 53,094 2,805,000 0.63%
18 AMERICAN INTERNATIONAL GROUP, INC. 50,917 2,689,945 0.60%
19 Legacy Private Trust Co. 50,180 2,651,000 0.60%
20 First Allied Advisory Services, Inc. 44,866 2,363,000 0.53%
21 D.A. DAVIDSON & CO. 37,034 1,956,000 0.44%
22 Placemark Investments, Inc. 35,661 1,886,000 0.42%
23 JPMORGAN CHASE & CO 35,645 1,883,000 0.42%
24 AVIANCE CAPITAL MANAGEMENT, LLC 25,335 1,338,000 0.30%
25 FIRST TRUST ADVISORS LP 23,018 1,216,000 0.27%
26 OPPENHEIMER & CO INC 22,661 1,197,000 0.27%
27 DEUTSCHE BANK AG\ 20,290 1,071,000 0.24%
28 Cambridge Investment Research Advisors, Inc. 17,983 950,000 0.21%
29 CAHILL FINANCIAL ADVISORS INC 17,220 910,000 0.20%
30 B. Riley Wealth Advisors, Inc. 17,040 900,000 0.20%
31 GOLDMAN SACHS GROUP INC 15,108 798,000 0.18%
32 Raymond James Financial Services Advisors, Inc. 13,724 725,000 0.16%
33 INVESTMENT CENTERS OF AMERICA INC 11,989 632,000 0.14%
34 PARK NATIONAL CORP /OH/ 10,295 543,885 0.12%
35 USCA RIA LLC 8,176 432,000 0.10%
36 RAYMOND JAMES TRUST N.A. 8,041 425,000 0.10%
37 NEW ENGLAND SECURITIES CORP /MA/ 7,940 419,000 0.09%
38 Transamerica Financial Advisors, LLC 7,851 415,000 0.09%
39 COMERICA SECURITIES INC 7,421 392,000 0.09%
40 MARINER INDEPENDENT ADVISOR NETWORK, LLC 6,343 335,101 0.08%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,193 327,000 0.07%
42 ENVESTNET ASSET MANAGEMENT INC 5,865 310,000 0.07%
43 SYNOVUS FINANCIAL CORP 5,579 295,000 0.07%
44 NATIONAL PLANNING CORP 5,690 293,263 0.07%
45 Sigma Planning Corp 5,490 290,000 0.07%
46 VSR Financial Services, Inc. 4,809 254,000 0.06%
47 Camelot Portfolios, LLC 4,724 250,000 0.06%
48 WFG Advisors, LP 3,916 207,000 0.05%
49 Private Advisor Group, LLC 3,821 202,000 0.05%
50 Chicago Partners Investment Group LLC 3,232 171,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.