| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PAIN THERAPEUTICS INC | 7,400 | 4,000 | 0.00% | Call | |
| 2 | WHEELER REAL ESTATE INVT TR | 1,313 | 29,000 | 0.00% | ||
| 3 | PAIN THERAPEUTICS INC | 51,011 | 29,000 | 0.00% | ||
| 4 | WHEELER REAL ESTATE INVT TR | 45,000 | 77,000 | 0.01% | ||
| 5 | DOUBLE EAGLE ACQUISITION COR | 212,800 | 100,000 | 0.01% | ||
| 6 | STONEGATE MTG CORP | 51,400 | 307,000 | 0.02% | ||
| 7 | NEW RESIDENTIAL INVT CORP COM NEW | 25,000 | 393,000 | 0.03% | ||
| 8 | HENNESSY CAP ACQUISITION COR | 495,050 | 421,000 | 0.03% | ||
| 9 | ELECTRUM SPL ACQUISITION CORP | 1,651,425 | 462,000 | 0.03% | ||
| 10 | OPHTHOTECH CORP | 100,000 | 483,000 | 0.03% | ||
| 11 | AVEO PHARMACEUTICALS INC | 1,000,000 | 540,000 | 0.04% | ||
| 12 | NEXEO SOLUTIONS INC | 850,000 | 595,000 | 0.04% | ||
| 13 | WISDOMTREE TR | 30,000 | 606,000 | 0.04% | ||
| 14 | ADVERUM BIOTECHNOLOGIES INC | 250,000 | 725,000 | 0.05% | ||
| 15 | INSPIRED ENTMT INC | 1,310,948 | 777,000 | 0.06% | ||
| 16 | CARDCONNECT CORP | 291,500 | 927,000 | 0.07% | ||
| 17 | ENERGY RECOVERY INC | 100,000 | 1,035,000 | 0.07% | ||
| 18 | Gevo | 6,275,000 | 1,255,000 | 0.09% | PRN | |
| 19 | PAN AMERN SILVER CORP | 100,000 | 1,507,000 | 0.11% | ||
| 20 | GALMED PHARMACEUTICALS LTD | 434,380 | 1,525,000 | 0.11% | ||
| 21 | UNIQURE NV | 275,001 | 1,540,000 | 0.11% | ||
| 22 | WRIGHT MED GROUP N V | 1,222,434 | 1,614,000 | 0.11% | ||
| 23 | JPMORGAN CHASE & CO | 20,000 | 1,726,000 | 0.12% | ||
| 24 | ZAFGEN INC COM | 600,000 | 1,908,000 | 0.14% | ||
| 25 | HENNESSY CAP ACQUISITION COR | 200,000 | 2,016,000 | 0.14% | ||
| 26 | DICERNA PHARMACEUTICALS INC | 719,450 | 2,072,000 | 0.15% | ||
| 27 | ISHARES INC | 64,703 | 2,101,000 | 0.15% | ||
| 28 | IMMUNOMEDICS INCORPORATED | 575,000 | 2,110,000 | 0.15% | ||
| 29 | VistaPrint NV | 24,000 | 2,199,000 | 0.16% | ||
| 30 | NAVISTAR INTL CORP NEW SR SB CONV NT 19 | 2,442,000 | 2,399,000 | 0.17% | PRN | |
| 31 | UNDER ARMOUR INC | 100,000 | 2,517,000 | 0.18% | Call | |
| 32 | ALPS ETF TR | 205,000 | 2,583,000 | 0.18% | ||
| 33 | VANECK VECTORS ETF TR | 125,000 | 2,653,000 | 0.19% | ||
| 34 | HOSTESS BRANDS INC | 1,679,000 | 2,938,000 | 0.21% | ||
| 35 | ADECOAGRO S A | 300,000 | 3,114,000 | 0.22% | ||
| 36 | ON DECK CAP INC | 700,000 | 3,241,000 | 0.23% | ||
| 37 | DURECT CORP | 2,640,000 | 3,538,000 | 0.25% | ||
| 38 | MEDIA GENERAL INC NEW | 190,000 | 3,578,000 | 0.25% | ||
| 39 | SELECT SECTOR SPDR TR | 75,000 | 3,728,000 | 0.27% | Put | |
| 40 | LENDINGCLUB CORP | 725,000 | 3,806,000 | 0.27% | Put | |
| 41 | INSPIRED ENTMT INC | 480,000 | 3,921,000 | 0.28% | ||
| 42 | ISHARES INC | 125,000 | 4,059,000 | 0.29% | Put | |
| 43 | PROCTER AND GAMBLE CO | 50,000 | 4,204,000 | 0.30% | Put | |
| 44 | VANECK VECTORS ETF TR | 200,000 | 4,244,000 | 0.30% | Call | |
| 45 | AT&T INC | 100,000 | 4,253,000 | 0.30% | Put | |
| 46 | KRAFT HEINZ CO | 50,000 | 4,366,000 | 0.31% | Put | |
| 47 | SPDR SERIES TRUST | 100,000 | 4,407,000 | 0.31% | Put | |
| 48 | MONDELEZ INTL INC | 100,000 | 4,433,000 | 0.32% | Put | |
| 49 | EXXON MOBIL CORP | 50,000 | 4,513,000 | 0.32% | Put | |
| 50 | CONOCOPHILLIPS | 100,000 | 5,014,000 | 0.36% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001140361-17-045299, filed 2017.12.07).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
