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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 1,337 holdings with a total value of $2,866,051,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 POWERSHARES ETF TRUST 3,348 228,000 0.01%
202 CLAYMORE EXCHANGE TRD FD TR 8,624 228,000 0.01%
203 CHINA MOBILE LIMITED 4,719 229,000 0.01%
204 RYDEX ETF TRUST 1,699 229,000 0.01%
205 VANGUARD SCOTTSDALE FDS 3,761 229,000 0.01%
206 HANCOCK JOHN INV TRUST TAX ADV GLB SH 17,614 229,000 0.01%
207 ISHARES TR 1,703 230,000 0.01%
208 GOLDCORP INC NEW 8,289 231,000 0.01%
209 ISHARES TR 3,683 232,000 0.01%
210 IONIS PHARMACEUTICAL 6,722 232,000 0.01%
211 MARRIOTT INTL INC NEW 3,616 232,000 0.01%
212 STEEL DYNAMICS INC 12,945 232,000 0.01%
213 POWERSHARES ETF TR II 5,143 234,000 0.01%
214 ISHARES TR 6,113 234,000 0.01%
215 QUANTA SVCS INC 6,762 234,000 0.01%
216 SCHWAB U.S. LARGE-CAP GROWTH ETF 4,832 234,000 0.01%
217 ISHARES 3,524 235,000 0.01%
218 NORTHWEST BANCSHARES INC MD COM 17,294 235,000 0.01%
219 NUVEEN PREFERRED SECURITIES 26,050 235,000 0.01%
220 NUVEEN REAL ESTATE INCOME FD 21,135 236,000 0.01%
221 IDEXX LAB 1,775 237,000 0.01%
222 Spdr Ser Tr Nuveen Barcl 9,757 237,000 0.01%
223 MFS CHARTER INCOME TR 25,601 237,000 0.01%
224 ELDORADO GOLD CORP NEW 31,080 237,000 0.01%
225 FLEXSHARES TR 3,131 237,000 0.01%
226 VERA BRADLEY INC 10,936 239,000 0.01%
227 ABERDEEN GLOBAL INCOME FD IN 20,000 240,000 0.01%
228 DUNKIN BRANDS GROUP INC COM 5,240 240,000 0.01%
229 CREE INC 4,813 240,000 0.01%
230 CYPRESS SEMICONDUCTOR CORP 21,988 240,000 0.01%
231 POWERSHARES EXCHANGE TRADED 7,730 241,000 0.01%
232 ALLIANZGI CONV INCOME FD I 24,152 242,000 0.01%
233 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 7,068 242,000 0.01%
234 VANECK VECTORS ETF TR MTG REIT INCOME 9,500 242,000 0.01%
235 INGERSOLL-RAND PLC 3,898 244,000 0.01%
236 FIRST TR LRG CP GRWTH ALPHAD 5,570 244,000 0.01%
237 FOREST LABS INC COM 2,466 244,000 0.01%
238 VANGUARD ADMIRAL FDSINC S&P SMALLCAP 600VALUE INDEX FD ETF SHS 2,452 244,000 0.01%
239 PROSHARES TR 2,035 245,000 0.01%
240 POWERSHARES ETF TRUST 7,443 245,000 0.01%
241 PEABODY ENERGY CORP 14,975 245,000 0.01%
242 LAZARD LTD 4,747 245,000 0.01%
243 ISHARES TR 3,396 246,000 0.01%
244 KEYCORP 17,239 247,000 0.01%
245 GOODYEAR TIRE & RUBR CO 8,943 248,000 0.01%
246 ISHARES TR 3,155 248,000 0.01%
247 PIEDMONT NAT GAS INC 6,668 249,000 0.01%
248 SUNPOWER CORP 6,075 249,000 0.01%
249 EATON VANCE ENHANCED EQUITY 18,484 249,000 0.01%
250 BLACKROCK CR ALLOCATION INCO 18,179 250,000 0.01%
Page 5 of 27

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001419186-14-000011, filed 2014.07.25).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.