| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,238,532 | 57,645,000 | 32.71% | ||
| 2 | Relative Value Partners, LLC | 2,233,261 | 20,635,000 | 11.71% | ||
| 3 | Saba Capital Management, L.P. | 2,211,381 | 20,433,000 | 11.60% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,058,277 | 9,778,000 | 5.55% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 931,926 | 8,611,000 | 4.89% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 781,023 | 7,217,000 | 4.10% | ||
| 7 | Invesco Ltd. | 666,816 | 6,161,000 | 3.50% | ||
| 8 | 1607 Capital Partners, LLC | 583,441 | 5,391,000 | 3.06% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 530,962 | 4,906,000 | 2.78% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 517,447 | 4,781,000 | 2.71% | ||
| 11 | Assured Investment Management LLC | 451,672 | 4,173,000 | 2.37% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 232,042 | 2,143,000 | 1.22% | ||
| 13 | Grantham, Mayo, Van Otterloo & Co. LLC | 228,312 | 2,110,000 | 1.20% | ||
| 14 | Shaker Financial Services, LLC | 215,476 | 1,991,000 | 1.13% | ||
| 15 | STIFEL FINANCIAL CORP | 180,687 | 1,670,000 | 0.95% | ||
| 16 | HighTower Advisors, LLC | 145,383 | 1,343,000 | 0.76% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 142,293 | 1,314,000 | 0.75% | ||
| 18 | Kamunting Street Capital Management, L.P. | 136,806 | 1,264,000 | 0.72% | ||
| 19 | ROBINSON CAPITAL MANAGEMENT, LLC | 117,654 | 1,068,000 | 0.61% | ||
| 20 | CORNERSTONE ADVISORS INC | 114,139 | 1,055,000 | 0.60% | ||
| 21 | UBS AG | 108,639 | 1,004,000 | 0.57% | ||
| 22 | GOLDMAN SACHS GROUP INC | 108,021 | 998,000 | 0.57% | ||
| 23 | BARCLAYS PLC | 104,614 | 941,000 | 0.53% | ||
| 24 | DOLIVER ADVISORS, LP | 89,479 | 827,000 | 0.47% | ||
| 25 | TFS CAPITAL LLC | 84,718 | 783,000 | 0.44% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 76,408 | 706,000 | 0.40% | ||
| 27 | JANE STREET GROUP, LLC | 75,949 | 702,000 | 0.40% | ||
| 28 | SENTINEL TRUST CO LBA | 72,200 | 667,000 | 0.38% | ||
| 29 | Benchmark Capital Advisors | 68,350 | 632,000 | 0.36% | ||
| 30 | M&R CAPITAL MANAGEMENT INC | 63,000 | 582,000 | 0.33% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 58,881 | 544,000 | 0.31% | ||
| 32 | LPL Financial LLC | 58,262 | 538,000 | 0.31% | ||
| 33 | ROYAL BANK OF CANADA | 44,384 | 410,000 | 0.23% | ||
| 34 | Gilman Hill Asset Management, LLC | 37,575 | 347,000 | 0.20% | ||
| 35 | Point View Wealth Management, Inc. | 35,129 | 325,000 | 0.18% | ||
| 36 | Ancora Advisors LLC | 29,700 | 274,000 | 0.16% | ||
| 37 | Cetera Advisor Networks LLC | 27,940 | 256,000 | 0.15% | ||
| 38 | Cambridge Investment Research Advisors, Inc. | 25,601 | 237,000 | 0.13% | ||
| 39 | Advisors Preferred, LLC | 25,026 | 231,240 | 0.13% | ||
| 40 | Yellowstone Partners, LLC | 21,407 | 198,000 | 0.11% | ||
| 41 | Global Endowment Management, LP | 20,000 | 185,000 | 0.10% | ||
| 42 | Verition Fund Management LLC | 19,152 | 177,000 | 0.10% | ||
| 43 | Commonwealth Equity Services, Inc | 15,751 | 146,000 | 0.08% | ||
| 44 | FIRST TRUST ADVISORS LP | 12,680 | 117,000 | 0.07% | ||
| 45 | PHILADELPHIA TRUST CO | 12,000 | 111,000 | 0.06% | ||
| 46 | Rock Point Advisors, LLC | 10,900 | 101,000 | 0.06% | ||
| 47 | GEODE CAPITAL MANAGEMENT, LLC | 10,241 | 94,000 | 0.05% | PRN | |
| 48 | PAYDEN & RYGEL | 9,400 | 87,000 | 0.05% | ||
| 49 | FARMERS & MERCHANTS INVESTMENTS INC | 4,400 | 41,000 | 0.02% | ||
| 50 | WFG Advisors, LP | 3,319 | 31,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
