| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 5,706,647 | 78,466,000 | 14.02% | ||
| 2 | Relative Value Partners, LLC | 4,603,286 | 63,295,000 | 11.31% | ||
| 3 | Saba Capital Management, L.P. | 3,513,099 | 48,305,000 | 8.63% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,225,278 | 44,348,000 | 7.92% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 2,427,412 | 33,377,000 | 5.96% | ||
| 6 | MORGAN STANLEY | 1,591,724 | 21,886,000 | 3.91% | ||
| 7 | Karpus Management, Inc. | 1,433,869 | 19,716,000 | 3.52% | ||
| 8 | 1607 Capital Partners, LLC | 1,363,173 | 18,744,000 | 3.35% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,318,804 | 18,134,000 | 3.24% | ||
| 10 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,153,295 | 15,858,000 | 2.83% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 1,126,114 | 15,484,000 | 2.77% | ||
| 12 | UBS AG | 1,124,220 | 15,458,000 | 2.76% | ||
| 13 | Spectrum Asset Management, Inc. | 1,113,585 | 15,312,000 | 2.74% | ||
| 14 | THIRD AVENUE MANAGEMENT LLC | 1,049,551 | 14,431,000 | 2.58% | ||
| 15 | Oxbow Advisors, LLC | 936,975 | 12,883,000 | 2.30% | ||
| 16 | Invesco Ltd. | 917,022 | 12,609,000 | 2.25% | ||
| 17 | ROYAL BANK OF CANADA | 832,106 | 11,441,000 | 2.04% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 746,412 | 10,261,000 | 1.83% | ||
| 19 | AQR CAPITAL MANAGEMENT LLC | 743,049 | 10,217,000 | 1.83% | ||
| 20 | NWAM LLC | 606,319 | 8,337,000 | 1.49% | ||
| 21 | M&R CAPITAL MANAGEMENT INC | 352,727 | 4,850,000 | 0.87% | ||
| 22 | MID CONTINENT CAPITAL LLC/IL | 328,226 | 4,514,000 | 0.81% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 314,918 | 4,330,000 | 0.77% | ||
| 24 | Nuveen Asset Management, LLC | 272,900 | 3,752,000 | 0.67% | ||
| 25 | Carlson Capital, L.P. | 260,000 | 3,575,000 | 0.64% | ||
| 26 | 1832 Asset Management L.P. | 252,396 | 3,473,000 | 0.62% | ||
| 27 | BlackRock Group LTD | 251,598 | 3,459,000 | 0.62% | ||
| 28 | LPL Financial LLC | 237,498 | 3,266,000 | 0.58% | ||
| 29 | Horizon Kinetics LLC | 210,002 | 2,887,000 | 0.52% | ||
| 30 | ALLSTATE CORP | 204,412 | 2,811,000 | 0.50% | ||
| 31 | DIALECTIC CAPITAL MANAGEMENT, LP | 190,000 | 2,612,000 | 0.47% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 178,544 | 2,455,000 | 0.44% | ||
| 33 | Index Management Solutions, LLC | 151,223 | 2,079,000 | 0.37% | ||
| 34 | TFS CAPITAL LLC | 117,871 | 1,621,000 | 0.29% | ||
| 35 | Kamunting Street Capital Management, L.P. | 103,779 | 1,427,000 | 0.25% | ||
| 36 | DOLIVER ADVISORS, LP | 99,988 | 1,375,000 | 0.25% | ||
| 37 | Global Endowment Management, LP | 100,000 | 1,375,000 | 0.25% | ||
| 38 | Capital Investment Advisors, LLC | 97,919 | 1,346,000 | 0.24% | ||
| 39 | VSR Financial Services, Inc. | 95,264 | 1,310,000 | 0.23% | ||
| 40 | Advisors Asset Management, Inc. | 94,129 | 1,294,000 | 0.23% | ||
| 41 | BNP PARIBAS FINANCIAL MARKETS | 93,442 | 1,284,828 | 0.23% | ||
| 42 | FIRST TRUST ADVISORS LP | 80,867 | 1,112,000 | 0.20% | ||
| 43 | Narwhal Capital Management | 60,939 | 838,000 | 0.15% | ||
| 44 | HighTower Advisors, LLC | 60,788 | 836,000 | 0.15% | ||
| 45 | BARCLAYS PLC | 58,462 | 760,000 | 0.14% | ||
| 46 | FIRST FOUNDATION ADVISORS | 54,366 | 748,000 | 0.13% | ||
| 47 | Independence Trust CO | 54,285 | 746,000 | 0.13% | ||
| 48 | STEPHENS INC /AR/ | 52,515 | 722,000 | 0.13% | ||
| 49 | CREDIT SUISSE AG/ | 50,071 | 688,000 | 0.12% | ||
| 50 | ProVise Management Group, LLC | 47,400 | 651,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
