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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 49 Institutional holders with a total value of $212,501,908.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 351,472 47,364,000 22.29%
2 MORGAN STANLEY 303,226 40,862,000 19.23%
3 Fisher Asset Management, LLC 122,286 16,479,000 7.75%
4 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 117,862 15,883,000 7.47%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 94,701 12,762,000 6.01%
6 WELLS FARGO & COMPANY/MN 79,627 10,730,000 5.05%
7 ROYAL BANK OF CANADA 76,350 10,289,000 4.84%
8 UBS AG 74,397 10,026,000 4.72%
9 STIFEL FINANCIAL CORP 57,452 7,742,000 3.64%
10 CREDIT SUISSE AG/ 49,771 6,707,000 3.16%
11 JOHNSON INVESTMENT COUNSEL INC 44,898 6,050,000 2.85%
12 Orion Porfolio Solutions, LLC 30,656 4,131,000 1.94%
13 SG Americas Securities, LLC 27,619 3,722,000 1.75%
14 AVALON CAPITAL MANAGEMENT 25,794 3,476,000 1.64%
15 Virtu KCG Holdings LLC 12,004 1,618,000 0.76%
16 LPL Financial LLC 9,776 1,317,000 0.62%
17 Commonwealth Equity Services, Inc 9,630 1,298,000 0.61%
18 Baker Avenue Asset Management, LP 8,701 1,173,000 0.55%
19 Pinnacle Advisory Group, Inc. 8,671 1,168,000 0.55%
20 HighTower Advisors, LLC 7,145 963,000 0.45%
21 Concert Wealth Management Inc. 6,294 827,000 0.39%
22 First Heartland Consultants, Inc. 5,979 806,000 0.38%
23 Baystate Wealth Management LLC 5,722 771,000 0.36%
24 GREENLEAF TRUST 4,777 644,000 0.30%
25 GOLDMAN SACHS GROUP INC 4,722 636,000 0.30%
26 Essex Financial Services, Inc. 3,460 466,000 0.22%
27 Private Advisor Group, LLC 3,310 446,000 0.21%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,005 405,000 0.19%
29 Summit Asset Management, LLC 2,983 402,000 0.19%
30 Brown Advisory Securities, LLC 2,845 383,000 0.18%
31 SUNTRUST BANKS INC 2,567 345,000 0.16%
32 AMERICAN INTERNATIONAL GROUP, INC. 2,552 343,908 0.16%
33 NATIONAL PLANNING CORP 2,280 307,000 0.14%
34 AMERIPRISE FINANCIAL INC 2,123 286,000 0.13%
35 WILLIAM HARRIS INVESTORS INC 2,050 276,000 0.13%
36 JPMORGAN CHASE & CO 1,900 256,000 0.12%
37 Cambridge Investment Research Advisors, Inc. 1,699 229,000 0.11%
38 ASSOCIATED BANC-CORP 1,525 206,000 0.10%
39 Creative Planning 1,161 156,000 0.07%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,100 148,000 0.07%
41 US BANCORP \DE\ 950 128,000 0.06%
42 CITIGROUP INC 942 127,000 0.06%
43 PNC FINANCIAL SERVICES GROUP, INC. 477 64,000 0.03%
44 GLENMEDE TRUST CO NA 290 39,000 0.02%
45 NEW ENGLAND SECURITIES CORP /MA/ 150 20,000 0.01%
46 NEXT Financial Group, Inc 87 12,000 0.01%
47 DEUTSCHE BANK AG\ 67 9,000 0.00%
48 MSI Financial Services Inc 25 3,000 0.00%
49 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 4 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.