| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TOWERSTREAM CORP | 21,650 | 3,000 | 0.00% | ||
| 2 | PROVECTUS BIOPHARMACEUTICALS I | 16,264 | 6,000 | 0.00% | ||
| 3 | SUPERCONDUCTOR TECHNOLOGIES | 30,000 | 6,000 | 0.00% | ||
| 4 | TRIANGLE PETE CORP | 11,875 | 6,000 | 0.00% | ||
| 5 | BARCLAYS BANK PLC | 13,322 | 7,000 | 0.00% | ||
| 6 | PROSPECT CAPITAL CORPORATION | 10,000 | 9,000 | 0.00% | ||
| 7 | TANZANIAN ROYALTY EXPL CORP | 43,450 | 10,000 | 0.00% | ||
| 8 | REXAHN PHARMACEUTICALS INC | 34,000 | 11,000 | 0.00% | ||
| 9 | OCEAN RIG UDW INC | 14,121 | 12,000 | 0.00% | ||
| 10 | QUANTUM CORP COM DSSG | 20,800 | 13,000 | 0.00% | ||
| 11 | CERAGON NETWORKS LTD ORD | 10,250 | 13,000 | 0.00% | ||
| 12 | MINES MGMT INC | 31,200 | 15,000 | 0.00% | ||
| 13 | ATLAS RESOURCES PARTNERS LP | 20,628 | 16,000 | 0.00% | ||
| 14 | ICONIX BRAND GROUP INC 2.5% 06/01/2016 | 16,000 | 16,000 | 0.00% | ||
| 15 | 22ND CENTY GROUP INC | 20,380 | 16,000 | 0.00% | ||
| 16 | AMARIN CORP PLC | 11,377 | 17,000 | 0.00% | ||
| 17 | HOVNANIAN ENTERPRISES, INC. | 10,600 | 17,000 | 0.00% | ||
| 18 | GOLDEN STAR RES LIMITED CDA | 38,610 | 18,000 | 0.00% | ||
| 19 | PDL BIOPHARMA INC | 20,000 | 18,000 | 0.00% | ||
| 20 | HALCON RES CORP | 21,219 | 20,000 | 0.00% | ||
| 21 | LINN CO LLC | 59,544 | 21,000 | 0.00% | ||
| 22 | VAALCO ENERGY INC | 22,630 | 21,000 | 0.00% | ||
| 23 | GALENA BIOPHARMA INC | 16,065 | 22,000 | 0.00% | ||
| 24 | Prospect Capital Corp | 25,000 | 24,000 | 0.00% | ||
| 25 | Ares Capital Corp | 25,000 | 25,000 | 0.00% | ||
| 26 | CONTRAVIR PHARMACEUTICALS IN COM | 23,457 | 28,000 | 0.00% | ||
| 27 | POLYMET MINING CORP COM | 34,098 | 29,000 | 0.00% | ||
| 28 | ULTRA PETROLEUM CORP | 57,826 | 29,000 | 0.00% | ||
| 29 | UNILIFE CORP | 43,200 | 29,000 | 0.00% | ||
| 30 | CALIFORNIA RES CORP | 29,357 | 30,000 | 0.00% | ||
| 31 | OCWEN FINL CORP | 12,100 | 30,000 | 0.00% | ||
| 32 | ATHERSYS INC | 14,000 | 32,000 | 0.00% | ||
| 33 | PENGROWTH ENERGY | 24,609 | 32,000 | 0.00% | ||
| 34 | BREITBURN ENERGY PARTNERS LP COM | 59,030 | 33,000 | 0.00% | ||
| 35 | ZION OIL & GAS INC | 18,651 | 33,000 | 0.00% | ||
| 36 | ABRAXAS PETE CORP | 36,000 | 36,000 | 0.00% | ||
| 37 | SEADRILL PARTNERS LLC COMUNIT REP LB | 10,650 | 37,000 | 0.00% | ||
| 38 | BLACKSTONE MTG TR INC | 35,000 | 37,000 | 0.00% | ||
| 39 | Energy XXI LTD | 58,889 | 37,000 | 0.00% | ||
| 40 | GOLD RESOURCE CORP | 16,085 | 37,000 | 0.00% | ||
| 41 | LINN ENERGY LLC UNIT LTD LIAB | 107,804 | 39,000 | 0.00% | ||
| 42 | INFORMATION SERVICES GROUP I COM | 10,247 | 40,000 | 0.00% | ||
| 43 | SANDSTORM GOLD LIMITED COM | 13,100 | 43,000 | 0.00% | ||
| 44 | RTI SURGICAL HOLDINGS INC COM | 10,744 | 43,000 | 0.00% | ||
| 45 | IDERA PHARMACEUTICALS INC | 22,000 | 44,000 | 0.00% | ||
| 46 | CUMBERLAND PHARMACEUTICALS I COM | 10,000 | 45,000 | 0.00% | ||
| 47 | EP Energy Corp | 10,000 | 45,000 | 0.00% | ||
| 48 | ARES CAP CORP | 50,000 | 50,000 | 0.00% | ||
| 49 | ATLANTIC POWER CORP | 20,453 | 50,000 | 0.00% | ||
| 50 | KRATOS DEFENSE & SECURITY SOLU COM | 10,700 | 53,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001419186-16-000014, filed 2016.05.03).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
