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Institutional Investment Manager
HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC (CIK: 0001430233), located at 500 West Jefferson Street, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 658 holdings with a total value of $4,646,632,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 LILLY ELI & CO 80,537 5,923,000 0.13%
102 CATERPILLAR INC 61,199 5,676,000 0.12%
103 SCHLUMBERGER LTD 67,377 5,656,000 0.12%
104 FIRST TR VALUE LINE DIVID INSHS 201,564 5,650,000 0.12%
105 LAM RESEARCH CORP 53,235 5,629,000 0.12%
106 AMERICAN ELEC PWR INC 88,406 5,566,000 0.12%
107 CONSTELLATION BRANDS INC 35,902 5,505,000 0.12%
108 WATERS CORP 40,966 5,505,000 0.12%
109 FIRST TR EXCHANGE TRADED FD 237,434 5,494,000 0.12%
110 NEXTERA ENERGY INC 45,816 5,473,000 0.12%
111 KROGER CO 157,587 5,438,000 0.12%
112 STARBUCKS CORP 97,893 5,435,000 0.12%
113 ALLERGAN PLC 25,739 5,405,000 0.12%
114 SPDR SERIES TRUST 173,913 5,310,000 0.11%
115 VANGUARD SCOTTSDALE FDS 61,350 5,258,000 0.11%
116 SELECT SECTOR SPDR TR 105,623 5,108,000 0.11%
117 FIRST TR EXCH TRD ALPHDX FD 107,553 5,075,000 0.11%
118 COMCAST CORP NEW 73,487 5,074,000 0.11%
119 QUALCOMM INC 77,591 5,059,000 0.11%
120 FIRST TR MID CAP CORE ALPHAD 85,373 4,814,000 0.10%
121 SELECT SECTOR SPDR TR 76,354 4,751,000 0.10%
122 ROYAL GOLD INC 74,446 4,716,000 0.10%
123 GILEAD SCIENCES INC 65,373 4,681,000 0.10%
124 SELECT SECTOR SPDR TR 199,992 4,650,000 0.10%
125 SELECT SECTOR SPDR TR 56,656 4,612,000 0.10%
126 FIRST TR LRG CP VL ALPHADEX 97,301 4,560,000 0.10%
127 VANGUARD INTL EQUITY INDEX F 102,861 4,544,000 0.10%
128 DOLLAR GEN CORP NEW 59,362 4,397,000 0.09%
129 DUKE ENERGY CORP NEW 56,443 4,381,000 0.09%
130 KIMBERLY CLARK CORP 38,288 4,369,000 0.09%
131 FIRST TR SML CP CORE ALPHA F 79,939 4,304,000 0.09%
132 ALASKA AIR GROUP INC 48,403 4,295,000 0.09%
133 PIMCO ETF TR 39,935 4,158,000 0.09%
134 ELECTRONIC ARTS INC 52,681 4,149,000 0.09%
135 PIMCO ETF TR 40,270 4,120,000 0.09%
136 SOUTHWEST AIRLS CO 82,576 4,116,000 0.09%
137 FIRST TR LRG CP GRWTH ALPHAD 83,730 4,106,000 0.09%
138 FIRST TR EXCHANGE TRADED FD 67,090 4,021,000 0.09%
139 FIRST TR EXCHANGE TRADED FD 172,474 4,019,000 0.09%
140 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 110,070 3,957,000 0.09%
141 MONOLITHIC PWR SYS INC 46,714 3,828,000 0.08%
142 ALLIANCE DATA SYSTEMS CORP 16,621 3,798,000 0.08%
143 A O SMITH 79,462 3,763,000 0.08%
144 EASTMAN CHEM CO 49,705 3,738,000 0.08%
145 DISCOVER FINL SVCS 51,428 3,707,000 0.08%
146 ISHARES TR 43,586 3,681,000 0.08%
147 ISHARES TR 80,710 3,650,000 0.08%
148 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 136,115 3,638,000 0.08%
149 EXPRESS SCRIPTS HLDG CO 52,213 3,592,000 0.08%
150 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND 77,305 3,572,000 0.08%
Page 3 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000891092-17-000724, filed 2017.01.31).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.