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PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 75 Institutional holders with a total value of $284,144,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 1,132,332 115,837,000 40.77%
2 BANK OF AMERICA CORP /DE/ 274,984 28,131,000 9.90%
3 RAYMOND JAMES & ASSOCIATES 199,830 20,443,000 7.19%
4 BB&T SECURITIES, LLC 119,077 12,710,000 4.47%
5 ROYAL BANK OF CANADA 88,330 9,036,000 3.18%
6 ENVESTNET ASSET MANAGEMENT INC 68,202 6,978,000 2.46%
7 Janney Montgomery Scott LLC 68,204 6,977,000 2.46%
8 JANE STREET GROUP, LLC 56,372 5,767,000 2.03%
9 Live Your Vision, LLC 53,300 5,453,000 1.92%
10 CITADEL ADVISORS LLC 49,954 5,110,000 1.80%
11 UNITED CAPITAL FINANCIAL ADVISORS, LLC 41,425 4,238,000 1.49%
12 HL FINANCIAL SERVICES LLC 40,270 4,120,000 1.45%
13 BLAIR WILLIAM & CO/IL 35,691 3,651,000 1.28%
14 MCADAM, LLC 34,895 3,570,000 1.26%
15 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 32,960 3,381,000 1.19%
16 MORGAN STANLEY 32,083 3,282,000 1.16%
17 LPL Financial LLC 31,028 3,178,000 1.12%
18 Virtu KCG Holdings LLC 30,864 3,157,000 1.11%
19 Diligent Investors, LLC 26,369 2,698,000 0.95%
20 FRONTIER INVESTMENT MGMT CO 23,599 2,414,000 0.85%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,650 2,215,000 0.78%
22 Frontier Wealth Management LLC 20,937 2,142,000 0.75%
23 HighTower Advisors, LLC 18,928 1,933,000 0.68%
24 Sequoia Financial Advisors, LLC 18,870 1,930,000 0.68%
25 UBS Group AG 17,720 1,813,000 0.64%
26 HENGEHOLD CAPITAL MANAGEMENT LLC 15,758 1,612,000 0.57%
27 Private Advisor Group, LLC 12,502 1,282,000 0.45%
28 JT STRATFORD LLC 12,230 1,251,000 0.44%
29 AMERIPRISE FINANCIAL INC 11,910 1,218,000 0.43%
30 WELLS FARGO & COMPANY/MN 11,471 1,173,000 0.41%
31 Allianz Asset Management GmbH 11,010 1,126,000 0.40%
32 Atria Investments, Inc 10,781 1,103,000 0.39%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,332 1,058,000 0.37%
34 INTEGRATED WEALTH MANAGEMENT 10,175 1,041,000 0.37%
35 Destination Wealth Management 9,904 1,013,000 0.36%
36 Raymond James Financial Services Advisors, Inc. 9,767 999,000 0.35%
37 SARGENT BICKHAM LAGUDIS LLC 8,160 835,000 0.29%
38 Bank of New York Mellon Corp 7,843 802,000 0.28%
39 STRATEGIC FINANCIAL GROUP, LLC 6,034 617,000 0.22%
40 CAMBIAR INVESTORS LLC 6,000 614,000 0.22%
41 First Allied Advisory Services, Inc. 5,847 598,000 0.21%
42 REILLY FINANCIAL ADVISORS, LLC 5,632 576,000 0.20%
43 BANK OF MONTREAL /CAN/ 5,410 552,000 0.19%
44 Commonwealth Equity Services, Inc 5,129 525,000 0.18%
45 Stratos Wealth Partners, LTD. 5,086 520,000 0.18%
46 PEAK FINANCIAL MANAGEMENT, INC. 4,305 440,000 0.15%
47 Carroll Financial Associates, Inc. 3,841 392,000 0.14%
48 CORNERSTONE FINANCIAL PARTNERS, LLC 3,543 362,000 0.13%
49 Vantage Investment Advisors, LLC 3,362 344,000 0.12%
50 Cetera Advisor Networks LLC 3,160 324,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.