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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 77 Institutional holders with a total value of $125,863,363.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,244,520 28,997,000 23.04%
2 WELLS FARGO & COMPANY/MN 686,142 15,988,000 12.70%
3 Brouwer & Janachowski, LLC 604,102 14,076,000 11.18%
4 BANK OF AMERICA CORP /DE/ 342,116 7,972,000 6.33%
5 UBS Group AG 264,750 6,169,000 4.90%
6 ROYAL BANK OF CANADA 243,424 5,672,000 4.51%
7 LPL Financial LLC 201,309 4,730,000 3.76%
8 HL FINANCIAL SERVICES LLC 172,474 4,019,000 3.19%
9 Commonwealth Equity Services, Inc 138,424 3,225,000 2.56%
10 RAYMOND JAMES & ASSOCIATES 134,417 3,132,000 2.49%
11 Sterling Capital Management LLC 107,887 2,514,000 2.00%
12 BAIRD FINANCIAL GROUP, INC. 107,517 2,505,000 1.99%
13 PARK NATIONAL CORP /OH/ 101,417 2,363,000 1.88%
14 CAPITAL GUARDIAN TRUST CO 82,832 1,930,000 1.53%
15 MSI Financial Services Inc 54,937 1,280,000 1.02%
16 Janney Montgomery Scott LLC 49,331 1,149,000 0.91%
17 PNC FINANCIAL SERVICES GROUP, INC. 47,320 1,103,000 0.88%
18 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 41,906 976,000 0.78%
19 RELIANCE TRUST CO OF DELAWARE 37,821 881,000 0.70%
20 Raymond James Financial Services Advisors, Inc. 36,345 847,000 0.67%
21 Cambridge Investment Research Advisors, Inc. 36,045 840,000 0.67%
22 MILLBURN RIDGEFIELD LLC /DE/ 34,906 813,000 0.65%
23 STIFEL FINANCIAL CORP 33,269 775,000 0.62%
24 HighTower Advisors, LLC 30,426 707,000 0.56%
25 SG Americas Securities, LLC 29,664 691,000 0.55%
26 Private Advisor Group, LLC 27,638 662,000 0.53%
27 AMERIPRISE FINANCIAL INC 27,814 648,000 0.51%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,745 646,000 0.51%
29 Bank of New York Mellon Corp 27,501 641,000 0.51%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,626 620,000 0.49%
31 Virtu KCG Holdings LLC 25,780 601,000 0.48%
32 CITADEL ADVISORS LLC 24,744 577,000 0.46%
33 First Allied Advisory Services, Inc. 22,036 513,000 0.41%
34 STRATEGIC FINANCIAL GROUP, LLC 21,547 502,000 0.40%
35 ADVISOR GROUP, INC. 20,921 489,000 0.39%
36 M&T BANK CORP 20,177 470,000 0.37%
37 Jaffetilchin Investment Partners, LLC 17,438 406,000 0.32%
38 Stratos Wealth Partners, LTD. 17,027 397,000 0.32%
39 Regal Investment Advisors LLC 17,000 396,000 0.31%
40 HOWE & RUSLING INC 16,591 387,000 0.31%
41 JANE STREET GROUP, LLC 16,468 384,000 0.31%
42 Shoker Investment Counsel, Inc. 15,310 356,000 0.28%
43 COMERICA SECURITIES INC 14,648 341,000 0.27%
44 Cetera Advisors LLC 13,966 325,000 0.26%
45 CAVALIER INVESTMENTS, LLC 13,612 317,000 0.25%
46 D.A. DAVIDSON & CO. 13,175 306,000 0.24%
47 IFC Holdings Incorporated/FL 11,768 274,000 0.22%
48 BOKF, NA 11,433 266,000 0.21%
49 OLD MISSION CAPITAL, LLC 11,028 257,000 0.20%
50 LBA Wealth Management, LLC 8,779 205,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.