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Institutional Investment Manager
Ancora Advisors LLC
Ancora Advisors LLC (CIK: 0001446114) incorporated in Ohio, located at 6060 Parkland Boulevard, Suite 200, Cleveland, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001162044-15-000154) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 3,233,230 81 0.01%
2 SWS GROUP INC 2,334,086 0 0.00%
3 QLT INC 2,308,561 9,257 1.13%
4 FARMERS NATIONAL BANC CORP 1,685,556 14,074 1.72%
5 RIVERVIEW BANCORP INC 1,655,141 7,415 0.90%
6 LIBERTY ALL STAR EQUITY FD 1,086,176 6,495 0.79%
7 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 782,250 4,936 0.60%
8 Cincinnati Bell Inc 741,252 2,365 0.29%
9 ZWEIG TOTAL RETURN FD INC 665,890 9,329 1.14%
10 ALASKA COMMNCT SYS GRP COM 597,931 1,070 0.13%
11 AXCELIS TECHNOLOGIES INC 545,500 1,396 0.17%
12 TOWERSTREAM CORP 508,506 941 0.11%
13 MFS INTERMEDIATE INCOME TRUST SH BEN INT 496,975 2,376 0.29%
14 Rush Enterprises Inc 492,241 13,862 1.69%
15 AVIAT NETWORKS INC COM 482,148 723 0.09%
16 TFS FINL CORP 475,523 7,078 0.86%
17 CROWN MEDIA HLDGS INC 458,678 1,624 0.20%
18 NATUZZI S P A 437,183 678 0.08%
19 HARRIS & HARRIS GROUP INC 427,521 1,261 0.15%
20 WARREN RES INC COM 424,000 683 0.08%
21 EMERSON RADIO CORP NEW 3/94 421,931 443 0.05%
22 NEVADA GOLD & CASINOS INC 417,000 521 0.06%
23 LEE ENTERPRISES INC 396,052 1,457 0.18%
24 LNB BANCORP INC 380,351 6,858 0.84%
25 Meru Networks 356,300 1,340 0.16%
26 MARTHA STEWART LIVING OMNIME 349,110 1,505 0.18%
27 UNITED ONLINE INC 348,712 5,074 0.62%
28 SPECIAL OPPORTUNITIES FUND INC COM 337,716 5,191 0.63%
29 VANGUARD INTL EQUITY INDEX F 325,943 13,044 1.59%
30 CLAYMORE EXCHANGE TRD FD TR 320,008 7,159 0.87%
31 IMATION CORP 318,865 1,208 0.15%
32 MCG CAPITAL CORP COM 305,000 1,168 0.14%
33 AXT INC 302,900 848 0.10%
34 DIGIRAD CORP 296,342 1,292 0.16%
35 ITERIS INC 292,970 502 0.06%
36 VANGUARD INDEX FDS 289,367 23,439 2.86%
37 DEAN FOODS CO NEW 285,150 5,526 0.67%
38 STANLEY FURNITURE CO INC COM NEW 267,561 733 0.09%
39 Tribune Publishing Co 263,199 6,027 0.74%
40 MUTUALFIRST FINL INC COM 257,080 5,625 0.69%
41 BANCROFT FD LTD 255,000 5,115 0.62%
42 CAPSTONE TURBINE CORP COM 250,000 185 0.02%
43 AUTOBYTEL INC 248,171 2,705 0.33%
44 ISHARES GOLD TRUST 247,509 2,832 0.35%
45 TIME INC NEW 239,513 5,894 0.72%
46 ASHFORD HOSPITALITY TR INC 237,705 2,491 0.30%
47 GDL FUND 237,550 2,430 0.30%
48 INTEL CORP 225,579 8,186 1.00%
49 VANGUARD WORLD FD 218,556 15,354 1.87%
50 NEUBERGER BERMAN RE COM 217,250 1,149 0.14%
Page 1 of 10
Restatement filing (0001162044-15-000156) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 289,367 23,439 2.86%
2 VANGUARD INDEX FDS 89,476 16,857 2.06%
3 VANGUARD WORLD FD 218,556 15,354 1.87%
4 FARMERS NATIONAL BANC CORP 1,685,556 14,074 1.72%
5 Rush Enterprises Inc 492,241 13,862 1.69%
6 VANGUARD INTL EQUITY INDEX F 325,943 13,044 1.59%
7 ISHARES TR 168,986 12,934 1.58%
8 POWERSHARES ETF TRUST 118,444 10,829 1.32%
9 ZWEIG TOTAL RETURN FD INC 665,890 9,329 1.14%
10 QLT INC 2,308,561 9,257 1.13%
11 LORAL SPACE & COMMUNICATIONS 112,110 8,824 1.08%
12 VANGUARD SPECIALIZED FUNDS 106,762 8,665 1.06%
13 VANGUARD INDEX FDS 93,548 8,213 1.00%
14 INTEL CORP 225,579 8,186 1.00%
15 VANGUARD TAX-MANAGED FDS 215,764 8,173 1.00%
16 VANGUARD WORLD FDS 70,948 7,619 0.93%
17 RIVERVIEW BANCORP INC 1,655,141 7,415 0.90%
18 CLAYMORE EXCHANGE TRD FD TR 320,008 7,159 0.87%
19 VANGUARD INTL EQUITY INDEX F 152,016 7,123 0.87%
20 TFS FINL CORP 475,523 7,078 0.86%
21 LNB BANCORP INC 380,351 6,858 0.84%
22 VANGUARD WORLD FD 60,253 6,725 0.82%
23 LIBERTY ALL STAR EQUITY FD 1,086,176 6,495 0.79%
24 JOHNSON & JOHNSON 60,831 6,361 0.78%
25 APPLE INC 57,370 6,333 0.77%
26 ISHARES TR CORE MSCI EAFE ETF 110,419 6,108 0.75%
27 ROCKWOOD HOLDINGS INC 77,400 6,099 0.74%
28 Tribune Publishing Co 263,199 6,027 0.74%
29 BERKSHIRE HATHAWAY INC DEL 40,086 6,019 0.73%
30 TIME INC NEW 239,513 5,894 0.72%
31 MICROSOFT CORP 126,216 5,863 0.72%
32 SPDR GOLD TR 51,342 5,831 0.71%
33 PFIZER INC 186,160 5,799 0.71%
34 MUTUALFIRST FINL INC COM 257,080 5,625 0.69%
35 TRW AUTOMOTIVE HLDGS CORP 54,000 5,554 0.68%
36 DEAN FOODS CO NEW 285,150 5,526 0.67%
37 VERIZON COMMUNICATIONS INC 113,051 5,289 0.65%
38 PROCTER AND GAMBLE CO 57,524 5,240 0.64%
39 SPECIAL OPPORTUNITIES FUND INC COM 337,716 5,191 0.63%
40 BANCROFT FD LTD 255,000 5,115 0.62%
41 UNITED ONLINE INC 348,712 5,074 0.62%
42 NEW MEDIA INVESTMENT GROUPINC 210,380 4,971 0.61%
43 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 782,250 4,936 0.60%
44 COCA COLA CO 116,429 4,916 0.60%
45 BRISTOL MYERS SQUIBB CO 82,704 4,882 0.60%
46 Ally Financial 204,135 4,822 0.59%
47 First Trust North American Ene 167,888 4,726 0.58%
48 SPARTANNASH CO COM 176,931 4,625 0.56%
49 WELLS FARGO & CO NEW 83,059 4,553 0.56%
50 AT&T INC 128,013 4,300 0.52%
Page 1 of 10