| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,290,249 | 23,429,000 | 26.72% | ||
| 2 | GAMCO INVESTORS, INC. ET AL | 1,524,461 | 15,595,000 | 17.78% | ||
| 3 | Glacier Peak Capital LLC | 755,298 | 7,727,000 | 8.81% | ||
| 4 | MORGAN STANLEY | 537,249 | 5,496,000 | 6.27% | ||
| 5 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 497,700 | 5,091,000 | 5.81% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 322,721 | 3,302,000 | 3.77% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 290,915 | 2,976,000 | 3.39% | ||
| 8 | Ancora Advisors LLC | 237,550 | 2,430,000 | 2.77% | ||
| 9 | 1607 Capital Partners, LLC | 235,399 | 2,408,000 | 2.75% | ||
| 10 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 201,176 | 2,058,000 | 2.35% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 177,103 | 1,812,000 | 2.07% | ||
| 12 | SUMMIT CAPITAL MANAGEMENT LLC | 169,185 | 1,731,000 | 1.97% | ||
| 13 | CORNERSTONE ADVISORS INC | 163,111 | 1,669,000 | 1.90% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 150,930 | 1,544,000 | 1.76% | ||
| 15 | BNP PARIBAS FINANCIAL MARKETS | 147,248 | 1,506,347 | 1.72% | ||
| 16 | DEUTSCHE BANK AG\ | 134,300 | 1,373,000 | 1.57% | ||
| 17 | DOLIVER ADVISORS, LP | 100,261 | 1,025,000 | 1.17% | ||
| 18 | SENTINEL TRUST CO LBA | 91,844 | 940,000 | 1.07% | ||
| 19 | CSS LLC/IL | 79,612 | 814,000 | 0.93% | ||
| 20 | CUE ADVISORY SERVICES, INC. | 63,590 | 651,000 | 0.74% | ||
| 21 | Bulldog Investors, LLP | 63,251 | 647,000 | 0.74% | ||
| 22 | CREDIT SUISSE AG/ | 43,449 | 444,000 | 0.51% | ||
| 23 | WELLS FARGO & COMPANY/MN | 41,415 | 424,000 | 0.48% | ||
| 24 | MSI Financial Services Inc | 40,581 | 415,000 | 0.47% | ||
| 25 | Relative Value Partners, LLC | 27,485 | 281,000 | 0.32% | ||
| 26 | TFS CAPITAL LLC | 26,451 | 271,000 | 0.31% | ||
| 27 | SG Americas Securities, LLC | 22,796 | 233,000 | 0.27% | ||
| 28 | WEDBUSH SECURITIES INC | 18,711 | 191,000 | 0.22% | ||
| 29 | InterOcean Capital, LLC | 16,600 | 170,000 | 0.19% | ||
| 30 | Round Table Services, LLC | 14,000 | 143,000 | 0.16% | ||
| 31 | UBS Group AG | 12,428 | 127,000 | 0.14% | ||
| 32 | WOLVERINE ASSET MANAGEMENT LLC | 12,297 | 125,000 | 0.14% | ||
| 33 | LPL Financial LLC | 11,431 | 117,000 | 0.13% | ||
| 34 | STIFEL FINANCIAL CORP | 10,290 | 105,000 | 0.12% | ||
| 35 | Thomas J. Herzfeld Advisors, Inc. | 9,961 | 102,000 | 0.12% | ||
| 36 | Jolley Asset Management, LLC | 9,120 | 93,000 | 0.11% | ||
| 37 | WFG Advisors, LP | 5,500 | 56,000 | 0.06% | ||
| 38 | Gramercy Funds Management LLC | 3,500 | 36,000 | 0.04% | ||
| 39 | PANAGORA ASSET MANAGEMENT INC | 2,283 | 23,000 | 0.03% | ||
| 40 | D.A. DAVIDSON & CO. | 1,700 | 17,000 | 0.02% | ||
| 41 | REGENTATLANTIC CAPITAL LLC | 1,655 | 16,931 | 0.02% | ||
| 42 | TRUST CO OF VERMONT | 1,550 | 16,000 | 0.02% | ||
| 43 | SIGNATUREFD, LLC | 1,492 | 15,000 | 0.02% | ||
| 44 | NATIONAL PLANNING CORP | 1,154 | 11,702 | 0.01% | ||
| 45 | CITIGROUP INC | 929 | 10,000 | 0.01% | ||
| 46 | Barrett Asset Management, LLC | 1,000 | 10,000 | 0.01% | ||
| 47 | Stratos Wealth Partners, LTD. | 786 | 8,041 | 0.01% | ||
| 48 | ROYAL BANK OF CANADA | 700 | 7,000 | 0.01% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 315 | 3,000 | 0.00% | ||
| 50 | Cordasco Financial Network | 28 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
