| 1 |
RA CAPITAL MANAGEMENT, L.P. |
2,389,700 |
4,660,000 |
23.07% |
|
|
| 2 |
Broadfin Capital, LLC |
1,968,631 |
3,839,000 |
19.01% |
|
|
| 3 |
SABBY MANAGEMENT, LLC |
1,516,835 |
2,958,000 |
14.65% |
|
|
| 4 |
GREAT POINT PARTNERS LLC |
1,108,593 |
2,162,000 |
10.70% |
|
|
| 5 |
VANGUARD GROUP INC |
915,095 |
1,785,000 |
8.84% |
|
|
| 6 |
EverPoint Asset Management, LLC |
750,000 |
1,463,000 |
7.24% |
|
|
| 7 |
Point72 Asset Management, L.P. |
500,000 |
975,000 |
4.83% |
|
|
| 8 |
BAKER BROS. ADVISORS LP |
420,000 |
819,000 |
4.06% |
|
|
| 9 |
Bank of New York Mellon Corp |
122,441 |
238,000 |
1.18% |
|
|
| 10 |
DEUTSCHE BANK AG\ |
113,906 |
222,000 |
1.10% |
|
|
| 11 |
COMMERZBANK AKTIENGESELLSCHAFT /FI |
100,000 |
195,000 |
0.97% |
|
|
| 12 |
GEODE CAPITAL MANAGEMENT, LLC |
91,197 |
177,000 |
0.88% |
|
|
| 13 |
Nationwide Fund Advisors |
70,000 |
137,000 |
0.68% |
|
|
| 14 |
BlackRock Fund Advisors |
62,970 |
123,000 |
0.61% |
|
|
| 15 |
DIMENSIONAL FUND ADVISORS LP |
37,540 |
73,000 |
0.36% |
|
|
| 16 |
Verition Fund Management LLC |
32,140 |
63,000 |
0.31% |
|
|
| 17 |
NORTHERN TRUST CORP |
31,482 |
61,000 |
0.30% |
|
|
| 18 |
Creative Planning |
30,800 |
60,000 |
0.30% |
|
|
| 19 |
D.A. DAVIDSON & CO. |
15,000 |
29,000 |
0.14% |
|
|
| 20 |
GROUP ONE TRADING LLC |
14,909 |
29,000 |
0.14% |
|
|
| 21 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13,129 |
26,000 |
0.13% |
|
|
| 22 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
11,600 |
23,000 |
0.11% |
Call |
|
| 23 |
Cardinal Capital Management |
10,000 |
20,000 |
0.10% |
|
|
| 24 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
10,142 |
20,000 |
0.10% |
|
|
| 25 |
WFG Advisors, LP |
6,000 |
12,000 |
0.06% |
|
|
| 26 |
MORGAN STANLEY |
5,188 |
10,000 |
0.05% |
|
|
| 27 |
BlackRock Investment Management, LLC |
4,318 |
8,000 |
0.04% |
|
|
| 28 |
BLACKROCK ADVISORS LLC |
1,873 |
4,000 |
0.02% |
|
|
| 29 |
ADVISOR GROUP, INC. |
1,300 |
3,000 |
0.01% |
|
|
| 30 |
BlackRock Japan Co. Ltd |
1,049 |
2,000 |
0.01% |
|
|
| 31 |
ROYAL BANK OF CANADA |
459 |
1,000 |
0.00% |
|
|
| 32 |
PARALLEL ADVISORS, LLC |
7 |
0 |
0.00% |
|
|
| 33 |
WELLS FARGO & COMPANY/MN |
15 |
0 |
0.00% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1 |
0 |
0.00% |
|
|
| 35 |
North Star Investment Management Corp. |
17 |
0 |
0.00% |
|
|
| 36 |
MSI Financial Services Inc |
14 |
0 |
0.00% |
|
|
| 37 |
SIMPLEX TRADING, LLC |
392 |
0 |
0.00% |
|
|
| 38 |
Hudock, Inc. |
6 |
0 |
0.00% |
|
|
| 39 |
Allworth Financial LP |
2 |
0 |
0.00% |
|
|
| 40 |
BANK OF AMERICA CORP /DE/ |
79 |
0 |
0.00% |
|
|
