| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SPDR DOW JONES INDL AVRG ETF | 800 | 0 | 0.00% | Put | |
| 2 | SPDR DOW JONES INDL AVRG ETF | 1,000 | 0 | 0.00% | Call | |
| 3 | BANK AMER CORP | 11,400 | 0 | 0.00% | Call | |
| 4 | POWERSHARES QQQ TRUST | 1,300 | 0 | 0.00% | Put | |
| 5 | NETSUITE INC | 500 | 0 | 0.00% | Call | |
| 6 | INTERNATIONAL BUSINESS MACHS | 100 | 0 | 0.00% | Call | |
| 7 | UNITED PARCEL SERVICE INC | 23,500 | 0 | 0.00% | Put | |
| 8 | ARIAD PHARMACEUTICALS INC | 700 | 0 | 0.00% | Call | |
| 9 | CHEVRON CORP NEW | 1,600 | 0 | 0.00% | Put | |
| 10 | ISHARES TR | 15,500 | 0 | 0.00% | Call | |
| 11 | SPDR S&P 500 ETF TR | 1,200 | 0 | 0.00% | Put | |
| 12 | DU PONT E I DE NEMOURS & CO | 2,200 | 0 | 0.00% | Call | |
| 13 | POWERSHARES QQQ TRUST | 2,200 | 0 | 0.00% | Call | |
| 14 | ATMEL CORP | 1,000 | 0 | 0.00% | Call | |
| 15 | ABBOTT LABS | 200 | 0 | 0.00% | Call | |
| 16 | WELLS FARGO & CO NEW | 400 | 0 | 0.00% | Call | |
| 17 | KEYCORP | 10,700 | 14,000 | 0.00% | Call | |
| 18 | CHIQUITA BRANDS INTL INC | 15,000 | 15,000 | 0.00% | PRN | |
| 19 | CAMAC ENERGY INC | 26,032 | 17,000 | 0.00% | ||
| 20 | APPLE INC | 10,500 | 17,000 | 0.00% | Put | |
| 21 | Vantage Drilling Company | 11,360 | 21,000 | 0.00% | ||
| 22 | Fuelcell Energy Inc | 11,750 | 26,000 | 0.00% | ||
| 23 | Dendreon Corp | 13,203 | 29,000 | 0.00% | ||
| 24 | MANAGED HIGH YIELD PLUS FUND INC | 15,805 | 31,000 | 0.00% | ||
| 25 | Chimera Investment Corp REIT | 13,060 | 37,000 | 0.00% | ||
| 26 | ALCATEL SA ADR | 16,259 | 52,000 | 0.01% | ||
| 27 | CREDIT SUISSE ASSET MGMT INC | 16,329 | 53,000 | 0.01% | ||
| 28 | PUTNAM MASTER INTER INCOME T | 11,500 | 57,000 | 0.01% | ||
| 29 | LIBERTY ALL STAR GROWTH FD I | 12,353 | 62,000 | 0.01% | ||
| 30 | BLACKROCK INCOME TR INC | 11,684 | 74,000 | 0.01% | ||
| 31 | INVESCO SR INCOME TR | 15,969 | 79,000 | 0.01% | ||
| 32 | NORTHWEST BIOTHERAPEUTICS INC | 13,353 | 83,000 | 0.01% | ||
| 33 | ALPINE GLOBAL PREMIER PPTYS FD COM SBI | 12,104 | 87,000 | 0.01% | ||
| 34 | NEUBERGER BERMAN RE ES SEC FD | 18,881 | 93,000 | 0.01% | ||
| 35 | COMPANHIA ENERGETICA DE MINA | 13,274 | 97,000 | 0.01% | ||
| 36 | BLACKROCK INTL GRWTH & INC T | 12,688 | 99,000 | 0.01% | ||
| 37 | RITE AID CORP | 15,875 | 106,000 | 0.01% | ||
| 38 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 20,720 | 107,000 | 0.01% | ||
| 39 | DWS GLBL HIGH INCOME FD INC | 14,901 | 121,000 | 0.01% | ||
| 40 | AUDIENCE INC | 10,801 | 127,000 | 0.02% | ||
| 41 | ANNALY CAPITAL MANAGEMENT INC COM | 12,312 | 131,000 | 0.02% | ||
| 42 | NUVEEN MUN VALUE FD INC | 14,637 | 138,000 | 0.02% | ||
| 43 | BLACKROCK CR ALLOCATION INCO | 10,771 | 142,000 | 0.02% | ||
| 44 | BLACKROCK CORPOR HI YLD FD I | 12,021 | 142,000 | 0.02% | ||
| 45 | Magnum Hunter Resources Corp | 17,850 | 143,000 | 0.02% | ||
| 46 | NUVEEN SELECT TAX FREE INCM | 10,580 | 147,000 | 0.02% | ||
| 47 | AVON PRODS INC | 10,875 | 149,000 | 0.02% | ||
| 48 | HEALTHCARE TRUST AMERICA INC CL A NEW | 12,584 | 149,000 | 0.02% | ||
| 49 | NUVEEN CA QUALTY MUN INCOME | 10,783 | 150,000 | 0.02% | ||
| 50 | EATON VANCE FLTING RATE INC | 10,366 | 151,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-14-001463, filed 2014.07.31).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
