| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,620,169 | 22,618,000 | 29.01% | ||
| 2 | Invesco Ltd. | 607,005 | 8,480,000 | 10.88% | ||
| 3 | UBS AG | 525,775 | 7,345,000 | 9.42% | ||
| 4 | MORGAN STANLEY | 366,209 | 5,116,000 | 6.56% | ||
| 5 | Advisors Asset Management, Inc. | 353,807 | 4,939,000 | 6.34% | ||
| 6 | LPL Financial LLC | 267,622 | 3,739,000 | 4.80% | ||
| 7 | WHITTIER TRUST CO | 182,235 | 2,544,000 | 3.26% | ||
| 8 | WELLS FARGO & COMPANY/MN | 173,559 | 2,424,000 | 3.11% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 161,649 | 2,257,000 | 2.90% | ||
| 10 | GOLDMAN SACHS GROUP INC | 126,481 | 1,767,000 | 2.27% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 117,989 | 1,648,000 | 2.11% | ||
| 12 | MACKAY SHIELDS LLC | 100,036 | 1,397,000 | 1.79% | ||
| 13 | TFS CAPITAL LLC | 94,043 | 1,314,000 | 1.69% | ||
| 14 | Van Hulzen Asset Management, LLC | 79,750 | 1,114,000 | 1.43% | ||
| 15 | NEWGATE CAPITAL MANAGEMENT LLC | 65,136 | 910,000 | 1.17% | ||
| 16 | CREDIT SUISSE AG/ | 64,205 | 897,000 | 1.15% | ||
| 17 | Apriem Advisors | 63,685 | 890,000 | 1.14% | ||
| 18 | ICON ADVISERS INC/CO | 57,521 | 804,000 | 1.03% | ||
| 19 | Tradewinds Capital Management, LLC | 55,600 | 777,000 | 1.00% | ||
| 20 | First Allied Advisory Services, Inc. | 48,157 | 671,000 | 0.86% | ||
| 21 | ROYAL BANK OF CANADA | 40,274 | 563,000 | 0.72% | ||
| 22 | DOLIVER ADVISORS, LP | 37,453 | 523,000 | 0.67% | ||
| 23 | Virtu KCG Holdings LLC | 35,534 | 496,000 | 0.64% | ||
| 24 | Creative Planning | 32,137 | 449,000 | 0.58% | ||
| 25 | FIRST TRUST ADVISORS LP | 29,709 | 415,000 | 0.53% | ||
| 26 | HighTower Advisors, LLC | 27,981 | 391,000 | 0.50% | ||
| 27 | OPPENHEIMER & CO INC | 23,271 | 325,000 | 0.42% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 21,095 | 294,000 | 0.38% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 20,800 | 291,000 | 0.37% | ||
| 30 | WHITTIER TRUST CO OF NEVADA INC | 17,991 | 251,000 | 0.32% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 16,458 | 230,000 | 0.30% | ||
| 32 | FIRST FOUNDATION ADVISORS | 16,338 | 228,000 | 0.29% | ||
| 33 | STIFEL FINANCIAL CORP | 14,898 | 208,000 | 0.27% | ||
| 34 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 12,833 | 179,000 | 0.23% | ||
| 35 | BOSTON PRIVATE BANK & TRUST CO | 12,607 | 176,000 | 0.23% | ||
| 36 | Commonwealth Equity Services, Inc | 10,734 | 150,000 | 0.19% | ||
| 37 | Concert Wealth Management Inc. | 10,783 | 150,000 | 0.19% | ||
| 38 | RAND WEALTH, LLC | 10,612 | 148,000 | 0.19% | ||
| 39 | Telos Capital Management, Inc. | 10,271 | 143,000 | 0.18% | ||
| 40 | MUFG Americas Holdings Corp | 9,589 | 134,000 | 0.17% | ||
| 41 | REILLY FINANCIAL ADVISORS, LLC | 6,188 | 86,000 | 0.11% | ||
| 42 | CITIGROUP INC | 5,039 | 70,000 | 0.09% | ||
| 43 | D.A. DAVIDSON & CO. | 4,632 | 64,000 | 0.08% | ||
| 44 | Orion Porfolio Solutions, LLC | 4,207 | 59,000 | 0.08% | ||
| 45 | SECURITY NATIONAL TRUST CO | 4,243 | 59,000 | 0.08% | ||
| 46 | Tarbox Family Office, Inc. | 3,523 | 49,000 | 0.06% | ||
| 47 | DEUTSCHE BANK AG\ | 2,952 | 41,000 | 0.05% | ||
| 48 | WFG Advisors, LP | 2,330 | 33,000 | 0.04% | ||
| 49 | B. Riley Wealth Advisors, Inc. | 2,086 | 29,141 | 0.04% | ||
| 50 | Efficient Market Advisors, LLC | 2,046 | 29,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
