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Institutional Investment Manager
Concert Wealth Management Inc.
Concert Wealth Management Inc. (CIK: 0001456534) incorporated in California, located at 1900 The Alameda, San Jose, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004576) filed in 2016.10.27
#
Name
Shares
Value ($)
%
Options
Notes
1101 HARTFORD FINL SVCS GROUP INC 23,096 984 0.12%
1102 HARLEY DAVIDSON INC 4,977 261 0.03%
1103 HANCOCK JOHN TAX-ADV DIV INC 33,583 823 0.10%
1104 HANCOCK JOHN PREMUIM DIV FD 10,776 176 0.02%
1105 HANCOCK JOHN FINL OPPTYS FD 11,479 319 0.04%
1106 HALLIBURTON CO 50 2 0.00%
1107 HALLIBURTON CO 5,850 261 0.03%
1108 Global X ETFs/USA 326 3 0.00%
1109 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 4,298 95 0.01%
1110 GUGGENHEIM 1:1 EXC 4/9/18 739371839 16,307 1,997 0.24%
1111 GOODYEAR TIRE & RUBR CO 6,859 221 0.03%
1112 GOODYEAR TIRE & RUBR CO 130 4 0.00%
1113 GOLDMAN SACHS GROUP INC 6,675 1,078 0.13%
1114 GOLDMAN SACHS GROUP INC 7 1 0.00%
1115 GOLDMAN SACHS ETF TR 22,718 642 0.08%
1116 GOLDMAN SACHS ETF TR 494 13 0.00%
1117 GLOBALSTAR INC 50,000 61 0.01%
1118 GLOBAL X FDS 239 3 0.00%
1119 GLOBAL X FDS 662 5 0.00%
1120 GLOBAL X FDS 2,289 56 0.01%
1121 GLOBAL X FDS 90 1 0.00%
1122 GLOBAL X FDS 54 1 0.00%
1123 GLOBAL X FDS 1,000 12 0.00%
1124 GLOBAL X FDS 68,943 1,472 0.18%
1125 GLOBAL X FDS 10,000 152 0.02%
1126 GLOBAL X FDS 782 18 0.00%
1127 GLAXOSMITHKLINE PLC 751 32 0.00%
1128 GLAXOSMITHKLINE PLC 32,838 1,409 0.17%
1129 GILEAD SCIENCES INC 2,844 225 0.03%
1130 GILEAD SCIENCES INC 64 6 0.00%
1131 GILEAD SCIENCES INC 100 3 0.00% Call
1132 GILEAD SCIENCES INC 29,796 2,372 0.29%
1133 GENUINE PARTS CO 358 36 0.00%
1134 GENUINE PARTS CO 4,333 438 0.05%
1135 GENESIS ENERGY L P 11,177 424 0.05%
1136 GENESEE AND WYOMING INC INC CL A 13,924 949 0.12%
1137 GENERAL MLS INC 413 26 0.00%
1138 GENERAL MLS INC 20,559 1,317 0.16%
1139 GENERAL ELECTRIC CO 2,484 74 0.01%
1140 GENERAL ELECTRIC CO 350,426 10,405 1.26%
1141 GENERAL DYNAMICS CORP 11 2 0.00%
1142 GENERAL DYNAMICS CORP 2,321 359 0.04%
1143 GALENA BIOPHARMA INC 14,961 5 0.00%
1144 GABELLI MULTIMEDIA TR INC 28,292 217 0.03%
1145 GABELLI EQUITY TR INC 10,806 61 0.01%
1146 GABELLI DIVID INCOME TR 33,039 635 0.08%
1147 GABELLI DIVID INCOME TR 1,157 23 0.00%
1148 Ferrellgas Partners LP 125,703 1,458 0.18%
1149 FRONTIER COMMUNICATIONS CORP 264,321 1,091 0.13%
1150 FREEPORT-MCMORAN INC 10,557 113 0.01%
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