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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 44 Institutional holders with a total value of $86,835,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,544,678 38,432,000 44.26%
2 WELLS FARGO & COMPANY/MN 262,835 6,540,000 7.53%
3 MORGAN STANLEY 210,906 5,247,000 6.04%
4 Janney Capital Management LLC 159,227 3,939,000 4.54%
5 Freedom Investment Management, Inc. 152,923 3,805,000 4.38%
6 BANK OF AMERICA CORP /DE/ 146,439 3,644,000 4.20%
7 RPG INVESTMENT ADVISORY, LLC 126,132 3,137,000 3.61%
8 GOLDMAN SACHS GROUP INC 108,508 2,700,000 3.11%
9 Cetera Advisor Networks LLC 84,246 2,096,000 2.41%
10 UBS Group AG 84,053 2,091,000 2.41%
11 JANE STREET GROUP, LLC 81,497 2,028,000 2.34%
12 LPL Financial LLC 57,887 1,400,000 1.61%
13 RAYMOND JAMES & ASSOCIATES 44,912 1,117,000 1.29%
14 INVESTMENT CENTERS OF AMERICA INC 43,816 1,090,000 1.26%
15 ADVISOR GROUP, INC. 38,731 964,000 1.11%
16 Dynamic Advisor Solutions LLC 33,791 841,000 0.97%
17 SCOTIA CAPITAL INC. 28,738 715,000 0.82%
18 STIFEL FINANCIAL CORP 27,600 683,000 0.79%
19 Cambridge Investment Research Advisors, Inc. 26,623 662,000 0.76%
20 JPMORGAN CHASE & CO 23,900 595,000 0.69%
21 Virtu KCG Holdings LLC 22,642 563,000 0.65%
22 ENVESTNET ASSET MANAGEMENT INC 19,721 491,000 0.57%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,410 458,000 0.53%
24 FIFTH THIRD BANCORP 17,500 435,000 0.50%
25 AMERIPRISE FINANCIAL INC 16,739 416,000 0.48%
26 HighTower Advisors, LLC 15,646 389,000 0.45%
27 NEXT Financial Group, Inc 14,408 358,000 0.41%
28 GENEOS WEALTH MANAGEMENT INC. 13,528 336,000 0.39%
29 SHEAFF BROCK INVESTMENT ADVISORS, LLC 10,000 249,000 0.29%
30 VICUS CAPITAL 9,963 248,000 0.29%
31 Mariner, LLC 8,000 199,000 0.23%
32 CWM, LLC 8,001 199,000 0.23%
33 MSI Financial Services Inc 7,476 186,000 0.21%
34 ROYAL BANK OF CANADA 5,867 146,000 0.17%
35 SALEM INVESTMENT COUNSELORS INC 468 116,000 0.13%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,053 76,000 0.09%
37 Concert Wealth Management Inc. 2,289 56,000 0.06%
38 WFG Advisors, LP 2,042 51,000 0.06%
39 EDMOND DE ROTHSCHILD HOLDING S.A. 2,000 50,000 0.06%
40 EDMOND DE ROTHSCHILD (SUISSE) S.A. 2,000 50,000 0.06%
41 Carroll Financial Associates, Inc. 1,073 26,000 0.03%
42 IFP ADVISORS, INC 429 11,000 0.01%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.