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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $15,174,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 123,492 2,899,000 19.11%
2 MORGAN STANLEY 97,130 2,280,000 15.03%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 96,323 2,261,000 14.90%
4 Virtu Financial LLC 61,118 1,435,000 9.46%
5 Virtu KCG Holdings LLC 47,756 1,121,000 7.39%
6 JANE STREET GROUP, LLC 41,370 971,000 6.40%
7 SG Americas Securities, LLC 39,411 925,000 6.10%
8 WELLS FARGO & COMPANY/MN 20,001 470,000 3.10%
9 ROYAL BANK OF CANADA 16,383 385,000 2.54%
10 LPL Financial LLC 15,602 364,000 2.40%
11 NORTHERN CAPITAL MANAGEMENT LLC 12,625 296,000 1.95%
12 CARDAN CAPITAL PARTNERS, LLC 11,133 261,000 1.72%
13 FIFTH THIRD BANCORP 10,255 241,000 1.59%
14 UBS Group AG 10,289 241,000 1.59%
15 Raymond James Financial Services Advisors, Inc. 9,265 218,000 1.44%
16 BANK OF AMERICA CORP /DE/ 5,538 130,000 0.86%
17 IFP ADVISORS, INC 5,309 125,000 0.82%
18 EDMOND DE ROTHSCHILD HOLDING S.A. 3,480 82,000 0.54%
19 PNC FINANCIAL SERVICES GROUP, INC. 3,532 82,000 0.54%
20 Evensky & Katz LLC 3,263 76,000 0.50%
21 KRILOGY FINANCIAL LLC 2,303 54,000 0.36%
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,779 42,000 0.28%
23 MSI Financial Services Inc 1,644 39,000 0.26%
24 ADVISOR GROUP, INC. 1,588 37,000 0.24%
25 Chicago Partners Investment Group LLC 1,410 33,000 0.22%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,249 29,000 0.19%
27 NEXT Financial Group, Inc 900 21,000 0.14%
28 Orion Porfolio Solutions, LLC 868 20,000 0.13%
29 Concert Wealth Management Inc. 782 18,000 0.12%
30 CITIGROUP INC 700 16,000 0.11%
31 GENEOS WEALTH MANAGEMENT INC. 100 2,000 0.01%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.