| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | FLUOR CORP NEW | 15,000 | 27,000 | 0.00% | Call | |
| 52 | GREENBRIER COS INC | 16,000 | 27,000 | 0.00% | PRN | |
| 53 | GOLDMAN SACHS GROUP INC | 28,000 | 28,000 | 0.00% | PRN | |
| 54 | POSTROCK ENERGY CORP | 18,500 | 28,000 | 0.00% | ||
| 55 | EMAGIN CORP COM NEW | 13,000 | 29,000 | 0.00% | ||
| 56 | Vaneck Vectors Gold | 45,400 | 30,000 | 0.00% | Call | |
| 57 | WELLS FARGO & CO | 31,000 | 30,000 | 0.00% | PRN | |
| 58 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 11,145 | 31,000 | 0.00% | ||
| 59 | BPZ RESOURCES INC COM | 10,000 | 31,000 | 0.00% | ||
| 60 | POTASH CORP SASK INC | 26,300 | 31,000 | 0.00% | Call | |
| 61 | Jefferies Group LLC | 29,000 | 31,000 | 0.00% | PRN | |
| 62 | TTM TECHNOLOGIES INC | 29,000 | 32,000 | 0.00% | PRN | |
| 63 | BROADSOFT INC | 31,000 | 32,000 | 0.00% | PRN | |
| 64 | NIKE INC | 19,700 | 32,000 | 0.00% | Call | |
| 65 | M/I HOMES INC | 31,000 | 34,000 | 0.00% | PRN | |
| 66 | TANZANIAN ROYALTY EXPL CORP | 15,000 | 34,000 | 0.00% | ||
| 67 | PROSPECT CAPITAL CORPORATION | 33,000 | 34,000 | 0.00% | PRN | |
| 68 | RENEWABLE ENERGY GROUP INC | 31,000 | 34,000 | 0.00% | PRN | |
| 69 | SONUS NETWORKS INC | 10,140 | 36,000 | 0.00% | ||
| 70 | GOLDMAN SACHS GROUP INC | 34,000 | 36,000 | 0.00% | PRN | |
| 71 | RIGEL PHARMACEUTICAL INC | 10,000 | 36,000 | 0.00% | ||
| 72 | METLIFE INC | 23,000 | 37,000 | 0.00% | Call | |
| 73 | AMGEN INC | 11,900 | 37,000 | 0.00% | Call | |
| 74 | RTI INTL METALS INC | 37,000 | 37,000 | 0.00% | PRN | |
| 75 | AMERICAN INTL GROUP INC | 28,300 | 37,000 | 0.00% | Call | |
| 76 | GIGA TRONICS INC | 15,000 | 38,000 | 0.00% | ||
| 77 | INTEGRA LIFESCIENCES HLDGS C | 35,000 | 38,000 | 0.00% | PRN | |
| 78 | COLONY CAP INC | 38,000 | 39,000 | 0.00% | PRN | |
| 79 | CREDIT SUISSE HIGH YIELD BD | 12,672 | 41,000 | 0.00% | ||
| 80 | TORCHLIGHT ENERGY RES INC | 10,000 | 41,000 | 0.00% | ||
| 81 | UNITED CMNTY FINL CORP OHIO COM | 10,280 | 42,000 | 0.00% | ||
| 82 | FOREST OIL CORP | 18,450 | 42,000 | 0.00% | ||
| 83 | GLOBALSTAR INC | 10,000 | 43,000 | 0.00% | ||
| 84 | INTERMOLECULAR INC | 20,000 | 47,000 | 0.00% | ||
| 85 | NOVAGOLD RES INC | 11,355 | 48,000 | 0.00% | ||
| 86 | PRIMO WTR CORP COM | 10,200 | 49,000 | 0.00% | ||
| 87 | SALIX PHARMACEUTICALS INC | 25,000 | 49,000 | 0.00% | PRN | |
| 88 | Fuelcell Energy Inc | 21,300 | 51,000 | 0.00% | ||
| 89 | Salix Pharmaceuticals Inc 05/15/2015 2.750% | 20,000 | 53,000 | 0.00% | PRN | |
| 90 | ADVANCED MICRO DEVICES INC | 50,000 | 53,000 | 0.00% | PRN | |
| 91 | NORFOLK SOUTHN CORP | 12,200 | 54,000 | 0.00% | Call | |
| 92 | GANNETT CO. | 88,000 | 57,000 | 0.00% | Call | |
| 93 | ALLIED NEVADA GOLD UTIL | 15,588 | 59,000 | 0.00% | ||
| 94 | CACHE INC COM STK | 42,600 | 61,000 | 0.00% | ||
| 95 | QUALCOMM INC | 74,900 | 61,000 | 0.00% | Call | |
| 96 | GLU MOBILE INC | 12,355 | 62,000 | 0.00% | ||
| 97 | Orexigen Therapeutics, Inc. | 10,000 | 62,000 | 0.00% | ||
| 98 | ALPHA NATURAL RESOURCES | 17,055 | 63,000 | 0.00% | ||
| 99 | ZIOPHARM ONCOLOGY INC | 16,000 | 64,000 | 0.00% | ||
| 100 | STARBUCKS CORP | 15,400 | 66,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-14-001690, filed 2014.08.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
