| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PICTON MAHONEY ASSET MANAGEMENT | 30,700 | 5,140,000 | 62.72% | SH | |
| 2 | DEUTSCHE BANK AG\ | 1,324,000 | 1,399,000 | 17.07% | PRN | |
| 3 | Investors Capital Advisory Services | 1,071,000 | 1,131,000 | 13.80% | ||
| 4 | GOLDMAN SACHS GROUP INC | 254,000 | 272,000 | 3.32% | PRN | |
| 5 | D.A. DAVIDSON & CO. | 51,000 | 53,000 | 0.65% | ||
| 6 | MSI Financial Services Inc | 46,000 | 49,000 | 0.60% | ||
| 7 | LPL Financial LLC | 45,000 | 47,000 | 0.57% | ||
| 8 | HighTower Advisors, LLC | 34,000 | 36,000 | 0.44% | PRN | |
| 9 | Wellesley Asset Management | 31,473 | 33,268 | 0.41% | PRN | |
| 10 | Neuberger Berman Group LLC | 14,000 | 15,000 | 0.18% | ||
| 11 | Creative Planning | 9,000 | 10,000 | 0.12% | PRN | |
| 12 | BANK OF AMERICA CORP /DE/ | 9,000 | 10,000 | 0.12% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
