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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 KKR & CO LP COMMON UNITS 21,652 483 0.18%
152 ISHARES TR 3,587 482 0.18%
153 LYONDELLBASELL INDUSTRIES N 4,408 479 0.18%
154 CVS HEALTH CORP 6,011 478 0.18%
155 JNL/MCM Hlthcare Sector 20,072 477 0.17%
156 PROSHARES TR 8,380 472 0.17%
157 TWITTER INC 11,740 472 0.17%
158 JNL/PPM AMERICA HIGH YLD BOND 23,002 463 0.17%
159 JNL/Mellon Capital Nasdaq 25 22,866 463 0.17%
160 CAPSTEAD MTG CORP COM NO PAR 37,843 463 0.17%
161 AMG YACKTMAN FUND CLASS I 18,562 461 0.17%
162 SELECT SECTOR SPDR TR 9,251 459 0.17%
163 MICRON TECHNOLOGY INC 12,475 458 0.17%
164 JNL/WMC Balanced Fund 13,047 457 0.17%
165 POWERSHARES ETF TRUST 7,130 454 0.17%
166 POWERSHARES ETF TR II 12,080 452 0.17%
167 American Water Works, Inc. 9,245 446 0.16%
168 VANGUARD INDEX FDS 3,774 443 0.16%
169 LILIS ENERGY INC 196,500 442 0.16%
170 KINDER MORGAN INC DEL 11,311 434 0.16%
171 AG MTG INVT TR INC 24,345 433 0.16%
172 ALLERGAN PLC 1,773 428 0.16%
173 JNL/S&P INTRINSIC VAL 20,267 427 0.16%
174 NIKE INC 4,761 425 0.16%
175 PROSHARES TR 9,586 425 0.16%
176 Allianzgi Conv & Income Fund I 46,435 424 0.16%
177 POWERSHARES ETF TRUST 9,372 419 0.15%
178 SELECT SECTOR SPDR TR 7,809 415 0.15%
179 Ivy Fds Science Tech Fd Cl A 7,733 414 0.15%
180 QUALCOMM INC 5,525 413 0.15%
181 GUGGENHEIM 1:1 EXC 4/9/18 739371839 4,190 408 0.15%
182 POWERSHARES ETF TRUST 7,330 405 0.15%
183 Rcs Capital Corp 17,944 404 0.15%
184 ISHARES TR 4,403 403 0.15%
185 WAL-MART STORES INC 5,262 402 0.15%
186 UNITEDHEALTH GROUP INC 4,599 397 0.15%
187 PALO ALTO NETWORKS INC 4,020 394 0.14%
188 MARKET VECTORS ETF TR 6,110 394 0.14%
189 DOMINION ENERGY INC 5,649 390 0.14%
190 Ivy Fds High Income Cl A 45,914 390 0.14%
191 ISHARES TR 2,579 390 0.14%
192 JNL/NEUBERGER STRAT INCOME 36,839 387 0.14%
193 MASCO CORP 16,178 387 0.14%
194 WILLIAMS COS INC DEL 6,931 384 0.14%
195 CORNERSTONE STRATEGIC VALUE FD INC COM NEW 65,797 384 0.14%
196 LINN ENERGY LLC UNIT LTD LIAB 12,690 382 0.14%
197 ANNALY CAP MGMT INC 35,719 381 0.14%
198 ORACLE CORP 9,952 381 0.14%
199 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.14%
200 ISHARES TR 4,439 375 0.14%
Page 4 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 13,897 1,520 0.40%
52 Hotchkis & Wiley Capital Income A 117,293 1,517 0.39%
53 LILLY ELI & CO 22,939 1,487 0.39%
54 INTEL CORP 42,660 1,485 0.39%
55 CISCO SYS INC 58,977 1,484 0.39%
56 MOLYCORP INC (MCP) - 83.3333 c 4,200,000 1,470 0.38%
57 BANK AMERICA CORP 86,047 1,432 0.37%
58 InterOil Corp 26,213 1,422 0.37%
59 JNL/S&P Intrinsic Val 67,588 1,417 0.37%
60 FIRST TR EXCHANGE-TRADED FD 15,159 1,391 0.36%
61 PIMCO INCOME STRATEGY FUND II COM 130,472 1,374 0.36%
62 COCA COLA CO 31,836 1,374 0.36%
63 SPDR S&P 600 SMALL CAP VALUE ETF 13,131 1,343 0.35%
64 FIDELITY ADVISOR REAL ESTATE I 115,111 1,321 0.34%
65 SPDR SER TR 17,172 1,287 0.33%
66 CATERPILLAR INC 12,835 1,271 0.33%
67 Welltower Inc. 20,127 1,255 0.33%
68 ISHARES TR 24,192 1,247 0.32%
69 WELLS FARGO & CO NEW 24,022 1,246 0.32%
70 POWERSHARES ETF TRUST II 51,260 1,245 0.32%
71 BOEING CO 9,591 1,222 0.32%
72 JNL/Goldman Sachs Core Plus Bond Fund 48,342 1,196 0.31%
73 JNL/PPM America Fl Rate Income 109,874 1,186 0.31%
74 Chubb Corporation 12,712 1,158 0.30%
75 ISHARES TR 29,064 1,149 0.30%
76 DUKE ENERGY CORP NEW 15,203 1,137 0.30%
77 PUTNAM INCOME FUND-A 156,566 1,137 0.30%
78 HOME DEPOT INC 12,319 1,130 0.29%
79 BP PLC SPONS 25,201 1,130 0.29%
80 CLAYMORE EXCHANGE TRD FD TR 29,990 1,127 0.29%
81 RYDEX ETF TRUST 13,335 1,116 0.29%
82 VOYA GLBL EQTY DIV & PREM OP 118,768 1,113 0.29%
83 PIMCO DYNAMIC CR INCOME FD 49,371 1,109 0.29%
84 NORFOLK SOUTHERN CORP 9,922 1,107 0.29%
85 SELECT SECTOR SPDR TR 47,791 1,107 0.29%
86 JNL/WMC BALANCED 28,337 1,099 0.29%
87 ISHARES TR 11,240 1,098 0.29%
88 LORD ABBETT INVT TR SH DURA IN 239,464 1,080 0.28%
89 FIRST TR VALUE LINE DIVID INSHS 47,330 1,063 0.28%
90 SunAmerica Senior Floating Rate A 128,277 1,053 0.27%
91 Fidelity Select Medical Equip & Systems 27,714 1,038 0.27%
92 DU PONT E I DE NEMOURS & CO 14,434 1,036 0.27%
93 RYDEX ETF TRUST 8,394 1,027 0.27%
94 PROSPECT CAPITAL CORPORATION 102,748 1,017 0.26%
95 UNION PAC CORP 9,127 990 0.26%
96 VISA INC 4,476 955 0.25%
97 SELECT SECTOR SPDR TR 10,475 949 0.25%
98 JNL/MCM Hlthcare Sector 39,486 947 0.25%
99 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.25%
100 PROSHARES TR 14,245 936 0.24%
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