| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDEN STAR RES LTD CDA | 15,000 | 3,000 | 0.00% | ||
| 2 | Magnum Hunter Resources Corp | 32,885 | 9,000 | 0.00% | ||
| 3 | ELEPHANT TALK COMM CORP | 31,591 | 12,000 | 0.00% | ||
| 4 | U.S. GEOTHERMAL INC | 20,900 | 12,000 | 0.00% | ||
| 5 | Warren Resources Inc | 38,875 | 19,000 | 0.00% | ||
| 6 | Abraxas Petroleum Corp | 13,171 | 20,000 | 0.00% | ||
| 7 | CREDIT SUISSE HIGH YIELD BD | 10,344 | 25,000 | 0.00% | ||
| 8 | MCEWEN MINING INC COM | 30,225 | 26,000 | 0.00% | ||
| 9 | NYMOX PHARMACEUTICAL CORP | 11,000 | 40,000 | 0.00% | ||
| 10 | LAKE SHORE GOLD CORP | 49,334 | 41,000 | 0.00% | ||
| 11 | OCATA THERAPEUTICS INC | 10,000 | 47,000 | 0.00% | ||
| 12 | HECLA MNG CO | 32,006 | 70,000 | 0.01% | ||
| 13 | LINN ENERGY LLC UNIT LTD LIAB | 24,687 | 70,000 | 0.01% | ||
| 14 | GLU MOBILE INC | 19,469 | 72,000 | 0.01% | ||
| 15 | TCW STRATEGIC INCOME FD INC | 14,692 | 78,000 | 0.01% | ||
| 16 | GLOBAL X FDS | 11,671 | 86,000 | 0.01% | ||
| 17 | Arena Pharmaceuticals, Inc | 39,600 | 87,000 | 0.01% | ||
| 18 | MFS MULTIMARKET INCOME TR | 14,946 | 88,000 | 0.01% | ||
| 19 | Inland Real Estate Corp | 10,065 | 89,000 | 0.01% | ||
| 20 | NEW AMER HIGH INCOME FD INC | 11,300 | 93,000 | 0.01% | ||
| 21 | EXCO RESOURCES INC | 84,000 | 95,000 | 0.01% | ||
| 22 | SPROTT PHYSICAL PLAT PALLAD | 14,083 | 96,000 | 0.01% | ||
| 23 | NUVEEN PFD INCOME OPPORTUN | 10,275 | 96,000 | 0.01% | ||
| 24 | ANTARES PHARMA INC | 80,700 | 114,000 | 0.01% | ||
| 25 | ELECTRO RENT CORP | 10,876 | 114,000 | 0.01% | ||
| 26 | RADNET INC COM | 16,066 | 116,000 | 0.01% | ||
| 27 | ALLIANZGI CONV & INCOME FD | 18,283 | 118,000 | 0.01% | ||
| 28 | DREYFUS HIGH YIELD STRATEGIE | 37,326 | 122,000 | 0.01% | ||
| 29 | ENERGY RECOVERY INC | 16,446 | 123,000 | 0.01% | ||
| 30 | ENERPLUS CORP | 23,795 | 125,000 | 0.01% | ||
| 31 | WELLS FARGO GLOBAL DIVID OPP | 19,738 | 125,000 | 0.01% | ||
| 32 | INVESTORS REAL | 15,369 | 127,000 | 0.01% | ||
| 33 | COHEN & STEERS QUALITY RLTY | 10,981 | 130,000 | 0.01% | ||
| 34 | OXFORD LANE CAP CORP | 11,100 | 131,000 | 0.01% | ||
| 35 | TEMPLETON EMERGING COM | 12,885 | 133,000 | 0.01% | ||
| 36 | NEUBERGER BERMAN MLP INCOME FD | 10,570 | 136,000 | 0.01% | ||
| 37 | WESTERN ASSET HIGH INCM FD I | 20,589 | 145,000 | 0.01% | ||
| 38 | VALLEY NATL BANCORP | 14,001 | 149,000 | 0.01% | ||
| 39 | ZIOPHARM ONCOLOGY INC | 11,409 | 152,000 | 0.01% | ||
| 40 | EATON VANCE ENHANCED EQUITY | 11,705 | 159,000 | 0.01% | ||
| 41 | THL CR INC | 14,250 | 162,000 | 0.01% | ||
| 42 | POWERSHARES ETF TRUST | 15,030 | 167,000 | 0.02% | ||
| 43 | LRAD CORP | 103,716 | 167,000 | 0.02% | ||
| 44 | EATON VANCE TAX-MANAGED GLOBAL COM | 17,986 | 167,000 | 0.02% | ||
| 45 | WESTERN ASSET EMERGING MKTS | 11,447 | 169,000 | 0.02% | ||
| 46 | TREVENA INC | 15,475 | 171,000 | 0.02% | ||
| 47 | FREEPORT-MCMORAN INC | 14,453 | 174,000 | 0.02% | ||
| 48 | MUELLER WTR PRODUCTS INCORPORATED COM SER A | 19,352 | 175,000 | 0.02% | ||
| 49 | MFS MUN INCOME TR | 27,500 | 182,000 | 0.02% | ||
| 50 | Laredo Petroleum Inc | 14,402 | 183,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-002273, filed 2015.11.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
