Dark
Light
System
Security
WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 66 Institutional holders with a total value of $68,884,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 1,920,732 12,427,000 18.04%
2 GUGGENHEIM CAPITAL LLC 1,919,984 12,421,000 18.03%
3 Invesco Ltd. 1,005,851 6,508,000 9.45%
4 BESSEMER GROUP INC 950,000 6,146,000 8.92%
5 MARINER INVESTMENT GROUP LLC 491,936 3,183,000 4.62%
6 MORGAN STANLEY 416,741 2,696,000 3.91%
7 RIVERNORTH CAPITAL MANAGEMENT, LLC 408,648 2,644,000 3.84%
8 New England Investment & Retirement Group, Inc. 361,007 2,336,000 3.39%
9 LPL Financial LLC 354,357 2,321,000 3.37%
10 Capital Investment Advisors, LLC 347,882 2,251,000 3.27%
11 Windsor Capital Management, LLC 337,751 2,185,000 3.17%
12 Vident Investment Advisory, LLC 262,061 1,696,000 2.46%
13 Yorktown Management & Research Co Inc 260,000 1,682,000 2.44%
14 PARAMETRIC PORTFOLIO ASSOCIATES LLC 168,948 1,093,000 1.59%
15 WOLVERINE ASSET MANAGEMENT LLC 142,978 925,000 1.34%
16 SG Americas Securities, LLC 115,552 748,000 1.09%
17 WELLS FARGO & COMPANY/MN 103,502 670,000 0.97%
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 85,756 555,000 0.81%
19 RAYMOND JAMES & ASSOCIATES 70,741 458,000 0.66%
20 AQR ARBITRAGE LLC 61,817 400,000 0.58%
21 Laurion Capital Management LP 51,745 335,000 0.49%
22 Cetera Advisor Networks LLC 49,959 320,000 0.46%
23 BANK OF AMERICA CORP /DE/ 49,238 319,000 0.46%
24 CREDIT SUISSE AG/ 46,525 301,000 0.44%
25 CLOUGH CAPITAL PARTNERS L P 43,200 280,000 0.41%
26 Cambridge Investment Research Advisors, Inc. 41,252 267,000 0.39%
27 Raymond James Financial Services Advisors, Inc. 38,200 247,000 0.36%
28 ALETHEA CAPITAL MANAGEMENT, LLC 36,529 236,000 0.34%
29 RAYMOND JAMES TRUST N.A. 36,500 236,000 0.34%
30 Bank of New York Mellon Corp 32,519 211,000 0.31%
31 Virtu KCG Holdings LLC 29,545 191,000 0.28%
32 DOLIVER ADVISORS, LP 27,996 181,000 0.26%
33 BAIRD FINANCIAL GROUP, INC. 27,714 179,000 0.26%
34 STIFEL FINANCIAL CORP 25,509 165,000 0.24%
35 AMERICAN INTERNATIONAL GROUP, INC. 23,085 149,000 0.22%
36 NATIONAL PLANNING CORP 20,589 145,000 0.21%
37 Commonwealth Equity Services, Inc 22,173 143,000 0.21%
38 CITIGROUP INC 21,326 138,000 0.20%
39 ROYAL BANK OF CANADA 21,053 136,000 0.20%
40 Pekin Hardy Strauss, Inc. 18,500 120,000 0.17%
41 First Allied Advisory Services, Inc. 18,364 118,000 0.17%
42 Creative Planning 17,433 113,000 0.16%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,388 112,000 0.16%
44 WFG Advisors, LP 15,869 103,000 0.15%
45 Camarda Financial Advisors, LLC 15,514 100,000 0.15%
46 Granite Investment Advisors, LLC 14,000 91,000 0.13%
47 F&V Capital Management, LLC 13,637 88,000 0.13%
48 Investors Capital Advisory Services 13,480 87,000 0.13%
49 PNC FINANCIAL SERVICES GROUP, INC. 12,917 84,000 0.12%
50 SIGNET FINANCIAL MANAGEMENT, LLC 10,000 65,000 0.09%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.